RTW INVESTMENTS, LP - 21 Jul 2026 Form 4 Insider Report for ALLURION TECHNOLOGIES, INC. (ALUR)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
23 Jul 2026, 17:10:27 UTC
Prior SEC filing
29 Apr 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Roderick Wong, M.D. - For RTW Investments, L.P., By: Roderick Wong, M.D., Managing Partner

Key filing fact

RTW INVESTMENTS, LP filed Form 4 for ALLURION TECHNOLOGIES, INC. (ALUR) on 23 Jul 2026.

Key facts

  • This page summarizes RTW INVESTMENTS, LP's Form 4 filing for ALLURION TECHNOLOGIES, INC. (ALUR).
  • 8 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 23 Jul 2026, 17:10.

Change

  • Previous filing in this sequence was filed on 29 Apr 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (2)

CIK 0001493215 Primary reporting owner

RTW INVESTMENTS, LP

Relationship
10%+ Owner
Address
40 10TH AVENUE, 7TH FLOOR, NEW YORK
Signature
/s/ Roderick Wong, M.D. - For RTW Investments, L.P., By: Roderick Wong, M.D., Managing Partner
Signature date
23 Jul 2026
CIK 0001493280

WONG RODERICK

Relationship
10%+ Owner
Address
40 10TH AVENUE, 7TH FLOOR, NEW YORK
Signature
/s/ Roderick Wong, M.D.
Signature date
23 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALUR transaction

Common Stock, $0.0001 par value per share

Other

Transaction value
Shares
-209,254
Change %
-100%
Price
Shares after
0
Date
21 Jul 2026
Ownership
See footnotes
Footnotes
F1, F2, F3
ALUR transaction

Common Stock, $0.0001 par value per share

Other

Transaction value
Shares
-209,254
Change %
-100%
Price
Shares after
0
Date
21 Jul 2026
Ownership
See footnotes
Footnotes
F1, F2, F3
ALUR transaction

Common Stock, $0.0001 par value per share

Other

Transaction value
Shares
-161,807
Change %
-100%
Price
Shares after
0
Date
21 Jul 2026
Ownership
See footnotes
Footnotes
F2, F4, F5
ALUR transaction

Common Stock, $0.0001 par value per share

Other

Transaction value
Shares
-161,807
Change %
-100%
Price
Shares after
0
Date
21 Jul 2026
Ownership
See footnotes
Footnotes
F2, F4, F5
ALUR transaction

Common Stock, $0.0001 par value per share

Other

Transaction value
Shares
-19,934
Change %
-100%
Price
Shares after
0
Date
21 Jul 2026
Ownership
See footnotes
Footnotes
F2, F6, F7
ALUR transaction

Common Stock, $0.0001 par value per share

Other

Transaction value
Shares
-19,934
Change %
-100%
Price
Shares after
0
Date
21 Jul 2026
Ownership
See footnotes
Footnotes
F2, F6, F7
ALUR transaction

Common Stock, $0.0001 par value per share

Other

Transaction value
Shares
-1,771
Change %
-100%
Price
Shares after
0
Date
21 Jul 2026
Ownership
See footnotes
Footnotes
F2, F8, F9
ALUR transaction

Common Stock, $0.0001 par value per share

Other

Transaction value
Shares
-1,771
Change %
-100%
Price
Shares after
0
Date
21 Jul 2026
Ownership
See footnotes
Footnotes
F2, F8, F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALUR transaction Derivative

Pre-Funded Warrant (Right to Buy)

Other

Transaction value
Shares
+209,254
Change %
Price
Shares after
209,254
Date
21 Jul 2026
Ownership
See Footnotes
Underlying class
Common Stock
Underlying amount
209,254
Exercise price
$0.000100
Footnotes
F1, F2, F3, F10
ALUR transaction Derivative

Pre-Funded Warrant (Right to Buy)

Other

Transaction value
Shares
+209,254
Change %
Price
Shares after
209,254
Date
21 Jul 2026
Ownership
See Footnotes
Underlying class
Common Stock
Underlying amount
209,254
Exercise price
$0.000100
Footnotes
F1, F2, F3, F10
ALUR transaction Derivative

Pre-Funded Warrant (Right to Buy)

Other

Transaction value
Shares
+161,807
Change %
Price
Shares after
161,807
Date
21 Jul 2026
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
161,807
Exercise price
$0.000100
Footnotes
F2, F4, F5, F10
ALUR transaction Derivative

Pre-Funded Warrant (Right to Buy)

Other

Transaction value
Shares
+161,807
Change %
Price
Shares after
161,807
Date
21 Jul 2026
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
161,807
Exercise price
$0.000100
Footnotes
F2, F4, F5, F10
ALUR transaction Derivative

Pre-Funded Warrant (Right to Buy)

Other

Transaction value
Shares
+19,934
Change %
Price
Shares after
19,934
Date
21 Jul 2026
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
19,934
Exercise price
$0.000100
Footnotes
F2, F6, F7, F10
ALUR transaction Derivative

Pre-Funded Warrant (Right to Buy)

Other

Transaction value
Shares
+19,934
Change %
Price
Shares after
19,934
Date
21 Jul 2026
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
19,934
Exercise price
$0.000100
Footnotes
F2, F6, F7, F10
ALUR transaction Derivative

Pre-Funded Warrant (Right to Buy)

Other

Transaction value
Shares
+1,771
Change %
Price
Shares after
1,771
Date
21 Jul 2026
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
1,771
Exercise price
$0.000100
Footnotes
F2, F8, F9, F10
ALUR transaction Derivative

Pre-Funded Warrant (Right to Buy)

Other

Transaction value
Shares
+1,771
Change %
Price
Shares after
1,771
Date
21 Jul 2026
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
1,771
Exercise price
$0.000100
Footnotes
F2, F8, F9, F10
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

RTW INVESTMENTS, LP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 10 footnotes

Footnote F1

On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant").

Footnote F2

RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F3

Held directly by Master Fund.

Footnote F4

On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock.

Footnote F5

Held directly by RTW Innovation.

Footnote F6

On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock.

Footnote F7

Held directly by RTW Biotech Fund.

Footnote F8

On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock.

Footnote F9

Held by an Other RTW Fund.

Footnote F10

The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

SEC remarks

On June 18, 2026, the Issuer effected a 1-for-15 reverse stock split. The share counts herein reflect the reverse stock split.

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