Key facts
- This page summarizes Johnny C. Lee's Form 4 filing for RBB Bancorp (RBB).
- 3 reported transactions and 8 derivative rows are listed below.
- Accepted by SEC: 22 Jul 2026, 17:34.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
Tax liability
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
Additional SEC filing notes
Footnote F1
These remaining restricted stock units vest on 07/20/2026.
Footnote F2
There will be no expiration date once restricted stock units vest.
Footnote F3
These remaining restricted stock units vest on 02/21/2027.
Footnote F4
These remaining stock units vest on 03/20/2027.
Footnote F5
These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
Footnote F6
These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.
Footnote F7
Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
Footnote F8
Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals to occur after December 31, 2028, and before March 14, 2029, and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the certification by the Board of Directors subject to the Reporting Person's satisfaction of the employment condition.
Footnote F9
These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.
Footnote F10
Restricted stock units convert into common stock on a one-for-one basis.
Footnote F11
Performance Stock Units (PSUs) convert into common stock on a one-for-one basis ranging from 0 shares to shares equal to a number of 150% of the target number of PSUs granted.
SEC remarks
Shares issued for vesting of 7/20/2023 RSU grant and shares disposed in settlement of tax withholding obligations for such RSU vesting.