RCB EQUITIES 1, LLC - 01 Jun 2026 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Reporting relationship: 10%+ Owner
Issuer ticker: KITT
Reported as of: 01 Jun 2026
Net transaction value: -$65,761
SEC form: 4
Accepted by SEC: 14 Jul 2026, 18:37:12 UTC
Source filing: View source filing
Reporting owner signature: BRIAN ISAAC DROR

Key filing fact

RCB EQUITIES 1, LLC filed Form 4 for Nauticus Robotics, Inc. (KITT) on 14 Jul 2026.

Key facts

This page summarizes RCB EQUITIES 1, LLC's Form 4 filing for Nauticus Robotics, Inc. (KITT).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 14 Jul 2026, 18:37.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$65,761.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002143744 Primary reporting owner

RCB EQUITIES 1, LLC

Relationship: 10%+ Owner
Address: 5862 W. 3RD STREET, LOS ANGELES
Signature: BRIAN ISAAC DROR
Signature date: 14 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KITT transaction

COMMON STOCK

Conversion of derivative security

Transaction value
Shares: +555,556
Change %: +214%
Price: $1.80^*
Shares after: 815,368
Date: 01 Jun 2026
Ownership: Direct
Footnotes: F4

KITT transaction

COMMON STOCK

Sale

Transaction value: $65,761
Shares: -32,539
Change %: -4%
Price: $2.02
Shares after: 782,829
Date: 01 Jun 2026
Ownership: Direct
Footnotes: F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KITT transaction Derivative

SENIOR SECURED TERM LOAN (09/23/2023, AS AMENDED)

Conversion of derivative security

Transaction value
Shares
Change %
Price
Shares after: $5,300,000
Date: 01 Jun 2026
Ownership: Direct
Underlying class: COMMON STOCK, $0.0001 PAR VALUE
Underlying amount: 555,556
Exercise price: $1.80
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Immediately upon notice

Footnote F2

None

Footnote F3

Following the June 1, 2026 conversion of $1,000,000 of the Senior Secured Term Loan, the remaining outstanding balance of the term loan is subject to confirmation from the loan records.

Footnote F4

On June 1, 2026, RCB Equities #1, LLC converted $1,000,000 of the outstanding principal under the Senior Secured Term Loan Agreement dated September 18, 2023 (as amended by the Third Amendment dated June 1, 2026) into 555,556 shares of Common Stock at a conversion price of $1.80 per share. The conversion price of $1.80 per share was available for conversion notices delivered on or before June 15, 2026. Prior to this conversion, RCB Equities #1, LLC beneficially owned approximately 259,812 shares of Common Stock.

Footnote F5

On June 1, 2026, RCB Equities #1, LLC sold 32,539 shares of Common Stock in an open-market transaction at $2.021 per share.