William F. Truscott - 09 Jul 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Reporting relationship: CEO, GLOBAL ASSET MANAGEMENT
Issuer ticker: AMP
Reported as of: 09 Jul 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 13 Jul 2026, 19:44:42 UTC
Prior SEC filing: 12 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Wendy B. Mahling for William F. Truscott

Key filing fact

William F. Truscott filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 13 Jul 2026.

Key facts

This page summarizes William F. Truscott's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 13 Jul 2026, 19:44.

Change

Previous filing in this sequence was filed on 12 Feb 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001282835 Primary reporting owner

TRUSCOTT WILLIAM F

Relationship: CEO, GLOBAL ASSET MANAGEMENT
Address: GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS
Signature: /s/ Wendy B. Mahling for William F. Truscott
Signature date: 13 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMP transaction

Common Stock

Options Exercise

Transaction value
Shares: +392
Change %: +8.2%
Price
Shares after: 5,186
Date: 09 Jul 2026
Ownership: Direct
Footnotes: F1

AMP transaction

Common Stock

Tax liability

Transaction value
Shares: -181
Change %: -3.6%
Price: $500.16^*
Shares after: 4,794
Date: 09 Jul 2026
Ownership: Direct
Footnotes: F2

AMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,360
Date: 09 Jul 2026
Ownership: By LLC
Footnotes: F2

AMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 310
Date: 09 Jul 2026
Ownership: By 401(k) Plan
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMP transaction Derivative

Phantom Stock

Options Exercise

Transaction value
Shares: -392
Change %: -38%
Price
Shares after: 639
Date: 09 Jul 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 392
Exercise price
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

Footnote F2

The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

Footnote F3

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Footnote F4

Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.