Key facts
- This page summarizes Brian James Pemble's Form 3 filing for FORUM MARKETS Inc (FRMM).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 07 Jul 2026, 14:31.
Brian James Pemble - 29 Jun 2026 Form 3 Insider Report for FORUM MARKETS Inc (FRMM)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- FRMM
- Reported as of
- 29 Jun 2026
- Net transaction value
- $0
- Reporting owner signature
- /s/ Brian Pemble
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Brian James Pemble filed Form 3 for FORUM MARKETS Inc (FRMM) on 07 Jul 2026.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reporting Owners (1)
CIK 0002088659
Primary reporting owner
Pemble Brian James
- Relationship
- 10%+ Owner
- Address
- 940 PRIVATE RD, WINNETKA
- Signature
- /s/ Brian Pemble
- Signature date
- 07 Jul 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FRMM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 78,500
- Date
- 29 Jun 2026
- Ownership
- Direct
- Footnotes
- F1, F4
FRMM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 371,303
- Date
- 29 Jun 2026
- Ownership
- Held in 401(k) account
FRMM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 274,844
- Date
- 29 Jun 2026
- Ownership
- Held in 401(k) account
FRMM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,067
- Date
- 29 Jun 2026
- Ownership
- Held in individual retirement account
FRMM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 665,000
- Date
- 29 Jun 2026
- Ownership
- Held in joint account with spouse (JTWROS)
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The Reporting Person's beneficial ownership of 1,451,714 shares of Common Stock represents approximately 10.99% of the 13,210,145 shares of Common Stock outstanding as reported in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 29, 2026 (Accession No. 0001213900-26-073352). The Reporting Person's percentage ownership increased above 10% solely as a result of the reduction in the Issuer's outstanding shares effected through the Issuer's ongoing share repurchase program, and not as a result of any acquisition of additional shares by the Reporting Person. The Reporting Person's most recent purchase of the Issuer's Common Stock was completed on April 17, 2026, at which time the Reporting Person's percentage ownership was less than 10%
Footnote F2
The 665,000 shares reported as held indirectly in a joint account with the Reporting Person's spouse are held in a joint account with rights of survivorship (JTWROS). The Reporting Person and the Reporting Person's spouse share voting and dispositive power over the shares held in the JTWROS account.
Footnote F3
The Reporting Person's spouse holds 84,166 additional shares of the Issuer's Common Stock in an individual retirement account titled solely in the spouse's name. Those shares are not included in the beneficial ownership reported in this Form 3. The Reporting Person and the Reporting Person's spouse have been legally separated since 2024, proceedings for the dissolution of the marriage were filed in 2024 and remain pending, and the Reporting Person and the Reporting Person's spouse have maintained separate residences continuously since the date of separation. The Reporting Person has neither the power to vote or direct the voting of, nor the power to dispose or direct the disposition of, the 84,166 shares held in the spouse's individual retirement account, and has no direct or indirect pecuniary interest therein. The Rule 16a-1(a)(2)(ii)(A) presumption of household attribution is rebutted by these facts.
Footnote F4
The Reporting Person holds the Common Stock reported herein for investment purposes only and not with the purpose or effect of changing or influencing control of the Issuer.