Bradford William Stephens - 01 Jul 2026 Form 4 Insider Report for Securitize Corp. (SECZ)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
06 Jul 2026, 20:41:19 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jerome Roche, attorney-in-fact for Brad Stephens

Key filing fact

Bradford William Stephens filed Form 4 for Securitize Corp. (SECZ) on 06 Jul 2026.

Key facts

  • This page summarizes Bradford William Stephens's Form 4 filing for Securitize Corp. (SECZ).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 06 Jul 2026, 20:41.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001366498 Primary reporting owner

STEPHENS WILLIAM BRADFORD

Relationship
Director
Address
78 SW 7TH STREET, SUITE 500, MIAMI
Signature
/s/ Jerome Roche, attorney-in-fact for Brad Stephens
Signature date
06 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SECZ transaction

Common Shares

Award

Transaction value
Shares
+1,685,957
Change %
Price
Shares after
1,685,957
Date
01 Jul 2026
Ownership
Blockchain Capital III Digital Liquid Venture Fund, L.P.
Footnotes
F1, F2, F3
SECZ transaction

Common Shares

Award

Transaction value
Shares
+7,154,134
Change %
Price
Shares after
7,154,134
Date
01 Jul 2026
Ownership
Blockchain Capital IV, LP
Footnotes
F1, F3, F4
SECZ transaction

Common Shares

Award

Transaction value
Shares
+1,430,804
Change %
Price
Shares after
1,430,804
Date
01 Jul 2026
Ownership
Blockchain Capital Parallel IV, LP
Footnotes
F1, F2, F3, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents common shares of Securitize Corp. ("Issuer", and such shares, "Common Shares") received in exchange for shares of common stock of Securitize, Inc. ("Securitize", and such shares, "Securitize Common Shares") in connection with the mergers (the "Mergers") contemplated by that certain business combination agreement, dated as of October 27, 2025, by and between Issuer, Securitize, Cantor Equity Partners II, Inc. and certain other parties thereto (the "Business Combination Agreement"). The Mergers were consummated on July 1, 2026. On July 1, 2026, Issuer changed its name to Securitize Corp. from Securitize Holdings, Inc.

Footnote F2

The number reported also includes 72,139 restricted Common Shares that may become earned and delivered pursuant to the earnout provided for in the Business Combination Agreement (the "Earnout Shares"). The Earnout Shares will generally be earned one-third on the date that the 20-day volume-weighted average price per Common Share attains $15.00, $20.00 and $25.00 over a 30-trading day period during the period beginning 90-days after the closing of the Mergers and ending on July 1, 2031 (the "Earnout").

Footnote F3

The general partner of each of Blockchain Capital III Digital Liquid Venture Fund, LP, Blockchain Capital IV, LP, and Blockchain Capital Parallel IV, LP (collectively, the Blockchain Capital Funds) is BC III DLVF GP, LLC or Blockchain Capital IV GP, LLC, as applicable (the "Blockchain GP Entities"). The managing member of each Blockchain GP Entity is Blockchain Capital, LLC. Blockchain Capital, LLC is jointly managed by Brad Stephens and P. Bartlett Stephens, who share voting and dispositive power with respect to the securities held by the Blockchain Capital Funds. Accordingly, the reporting person may be deemed to have indirect voting and dispositive power over the securities held by the Blockchain Capital Funds. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The address for Blockchain Capital, LLC is 600 Montgomery St, Fl 35, San Francisco, CA, 94111.

Footnote F4

The number reported also includes 306,112 Earnout Shares that may become earned and delivered pursuant to the Earnout.

Footnote F5

The number reported also includes 61,221 Earnout Shares that may become earned and delivered pursuant to the Earnout.

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