Key facts
- This page summarizes Rajeev K. Goel's Form 4 filing for PubMatic, Inc. (PUBM).
- 16 reported transactions and 15 derivative rows are listed below.
- Accepted by SEC: 06 Jul 2026, 18:23.
Rajeev K. Goel - 01 Jul 2026 Form 4 Insider Report for PubMatic, Inc. (PUBM)
- Reporting relationship
- CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
- Issuer ticker
- PUBM
- Reported as of
- 01 Jul 2026
- Net transaction value
- -$1,044,397
- SEC form
- 4
- Accepted by SEC
- 06 Jul 2026, 18:23:59 UTC
- Prior SEC filing
- 22 Jun 2026
- Next SEC filing
- 17 Jul 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Andrew Woods, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Rajeev K. Goel filed Form 4 for PubMatic, Inc. (PUBM) on 06 Jul 2026.
Change
- Previous filing in this sequence was filed on 22 Jun 2026.
- Current net transaction value: -$1,044,397.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001833511
Primary reporting owner
Goel Rajeev K.
- Relationship
- CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
- Address
- C/O PUBMATIC, INC., 601 MARSHALL STREET, REDWOOD CITY
- Signature
- /s/ Andrew Woods, Attorney-in-Fact
- Signature date
- 06 Jul 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PUBM
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +17,176
- Change %
- Price
- Shares after
- 17,176
- Date
- 01 Jul 2026
- Ownership
- Direct
- Footnotes
- F1
PUBM
transaction
Class A Common Stock
Sale
- Transaction value
- $238,990
- Shares
- -17,176
- Change %
- -100%
- Price
- $13.91
- Shares after
- 0
- Date
- 01 Jul 2026
- Ownership
- Direct
- Footnotes
- F2, F3, F4, F5
PUBM
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +97,655
- Change %
- Price
- $0.000000*
- Shares after
- 97,655
- Date
- 01 Jul 2026
- Ownership
- Direct
PUBM
transaction
Class A Common Stock
Sale
- Transaction value
- $687,257
- Shares
- -50,354
- Change %
- -52%
- Price
- $13.65
- Shares after
- 47,301
- Date
- 02 Jul 2026
- Ownership
- Direct
- Footnotes
- F6, F7
PUBM
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +8,500
- Change %
- +18%
- Price
- Shares after
- 55,801
- Date
- 02 Jul 2026
- Ownership
- Direct
- Footnotes
- F1
PUBM
transaction
Class A Common Stock
Sale
- Transaction value
- $118,150
- Shares
- -8,500
- Change %
- -15%
- Price
- $13.90
- Shares after
- 47,301
- Date
- 02 Jul 2026
- Ownership
- Direct
- Footnotes
- F2, F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PUBM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- Shares
- -23,042
- Change %
- -33%
- Price
- $0.000000*
- Shares after
- 46,085
- Date
- 01 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 23,042
- Exercise price
- $0.000000
- Footnotes
- F8, F9, F10
PUBM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- Shares
- -14,410
- Change %
- -14%
- Price
- $0.000000*
- Shares after
- 86,463
- Date
- 01 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 14,410
- Exercise price
- $0.000000
- Footnotes
- F8, F10, F11
PUBM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- Shares
- -16,827
- Change %
- -9.1%
- Price
- $0.000000*
- Shares after
- 168,269
- Date
- 01 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 16,827
- Exercise price
- $0.000000
- Footnotes
- F8, F10, F12
PUBM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- Shares
- -43,376
- Change %
- -6.7%
- Price
- $0.000000*
- Shares after
- 607,265
- Date
- 01 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 43,376
- Exercise price
- $0.000000
- Footnotes
- F8, F10, F13
PUBM
transaction
Derivative
Stock Option (Right to Buy Class B Common Stock)
Options Exercise
- Transaction value
- Shares
- -17,176
- Change %
- -4.9%
- Price
- $0.000000*
- Shares after
- 332,824
- Date
- 01 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 17,176
- Exercise price
- $3.89
- Footnotes
- F14
PUBM
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- Shares
- +17,176
- Change %
- +8.1%
- Price
- $3.89*
- Shares after
- 228,160
- Date
- 01 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 17,176
- Exercise price
- Footnotes
- F1
PUBM
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- Shares
- -17,176
- Change %
- -7.5%
- Price
- $0.000000*
- Shares after
- 210,984
- Date
- 01 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 17,176
- Exercise price
- Footnotes
- F1
PUBM
transaction
Derivative
Stock Option (Right to buy Class B Common Stock)
Options Exercise
- Transaction value
- Shares
- -8,500
- Change %
- -2.6%
- Price
- $0.000000*
- Shares after
- 324,324
- Date
- 02 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,500
- Exercise price
- $3.89
- Footnotes
- F14
PUBM
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- Shares
- +8,500
- Change %
- +4%
- Price
- $3.89*
- Shares after
- 219,484
- Date
- 02 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,500
- Exercise price
- Footnotes
- F1
PUBM
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- Shares
- -8,500
- Change %
- -3.9%
- Price
- $0.000000*
- Shares after
- 210,984
- Date
- 02 Jul 2026
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,500
- Exercise price
- Footnotes
- F1
PUBM
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 581,260
- Date
- 01 Jul 2026
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 581,260
- Exercise price
- Footnotes
- F1, F15
PUBM
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 68,616
- Date
- 01 Jul 2026
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 68,616
- Exercise price
- Footnotes
- F1, F16
PUBM
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 400,000
- Date
- 01 Jul 2026
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 400,000
- Exercise price
- Footnotes
- F1, F17
PUBM
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 308,775
- Date
- 01 Jul 2026
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 308,775
- Exercise price
- Footnotes
- F1, F18
PUBM
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 483,784
- Date
- 01 Jul 2026
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 483,784
- Exercise price
- Footnotes
- F1, F19
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 19 footnotes
Footnote F1
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
Footnote F2
Following the sales reported in this line item, Mr. Goel holds 2,409,495 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on May 1, 2027.
Footnote F3
The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026.
Footnote F4
These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.
Footnote F5
Represents the weighted average sale price. The lowest price at which shares were sold was $13.90 and the highest price at which shares were sold was $13.97. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.
Footnote F6
The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
Footnote F7
The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $13.50 to $13.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.
Footnote F8
Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
Footnote F9
The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Footnote F10
RSUs do not expire; they either vest or are canceled prior to the vesting date.
Footnote F11
The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Footnote F12
The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Footnote F13
The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Footnote F14
The options are fully vested.
Footnote F15
These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
Footnote F16
These securities are held by The Goel Family Gift Trust, of which family members and certain other individuals are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Footnote F17
These securities are held by The Goel Heritage Trust, of which the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Footnote F18
These securities are held by a trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Footnote F19
These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.