Vicente Falconi Campos - 01 Jul 2026 Form 4 Insider Report for AXIA Energia S.A. (AXIA)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Jul 2026, 18:31:45 UTC
Prior SEC filing
18 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Vicente Falconi Campos

Key filing fact

Vicente Falconi Campos filed Form 4 for AXIA Energia S.A. (AXIA) on 02 Jul 2026.

Key facts

  • This page summarizes Vicente Falconi Campos's Form 4 filing for AXIA Energia S.A. (AXIA).
  • 6 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 02 Jul 2026, 18:31.

Change

  • Previous filing in this sequence was filed on 18 Jun 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002118635 Primary reporting owner

Falconi Campos Vicente

Relationship
Director
Address
AVENIDA GRACA ARANHA, NO. 26, CENTRO, RIO DE JANEIRO, BRAZIL
Signature
/s/ Vicente Falconi Campos
Signature date
02 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXIA transaction

Common Shares

Award

Transaction value
Shares
+11
Change %
+0.01%
Price
$0.000000*
Shares after
142,204
Date
01 Jul 2026
Ownership
Direct
Footnotes
F1, F2
AXIA transaction

Common Shares

Award

Transaction value
Shares
+932
Change %
+0.02%
Price
$0.000000*
Shares after
4,200,831
Date
01 Jul 2026
Ownership
See Footnotes
Footnotes
F1, F3
AXIA transaction

Common Shares

Award

Transaction value
Shares
+545
Change %
+0.02%
Price
$0.000000*
Shares after
2,456,832
Date
01 Jul 2026
Ownership
See Footnotes
Footnotes
F1, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXIA transaction Derivative

Class "C" Preferred Shares

Conversion of derivative security

Transaction value
Shares
-11
Change %
-0.09%
Price
$0.000000*
Shares after
12,556
Date
01 Jul 2026
Ownership
Direct
Underlying class
Common Shares
Underlying amount
11
Exercise price
Footnotes
F1, F5
AXIA transaction Derivative

Class "C" Preferred Shares

Conversion of derivative security

Transaction value
Shares
-932
Change %
-0.1%
Price
$0.000000*
Shares after
979,818
Date
01 Jul 2026
Ownership
See Footnotes
Underlying class
Common Shares
Underlying amount
932
Exercise price
Footnotes
F1, F3, F5
AXIA transaction Derivative

Class "C" Preferred Shares

Conversion of derivative security

Transaction value
Shares
-545
Change %
-0.1%
Price
$0.000000*
Shares after
573,043
Date
01 Jul 2026
Ownership
See Footnotes
Underlying class
Common Shares
Underlying amount
545
Exercise price
Footnotes
F1, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

On July 1, 2026, certain of the class "C" preferred shares ("PNC Shares") previously reported herein were converted into Common Shares, in connection with the mandatory redemption of 0.0951% of AXIA Energia S.A. (the "Company")'s outstanding PNC Shares announced on June 14, 2026 and pursuant to the terms of the Company's bylaws.

Footnote F2

Represents the sum of (i) RSUs; and (ii) common shares held by the reporting person.

Footnote F3

Vicente Falconi Campos ("Mr. Campos") is a controlling shareholder in STARTOURS FIA IE ("Startours") which directly holds the Common Shares and the PNC Shares of the Company reported in this filing. Mr. Campos may be deemed to indirectly beneficially own these shares by virtue of control over Startours. For the purposes of this filing, each of Startours and Mr. Campos disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Startours or Mr. Campos is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise.

Footnote F4

Mr. Campos is a controlling shareholder in TUCA FIA RESPONSABILIDADE LIMITADA ("Tuca") which directly holds the Common Shares and the PNC Shares of the Company reported in this filing. Mr. Campos may be deemed to indirectly beneficially own these shares by virtue of control over Tuca. For the purposes of this filing, each of Tuca and Mr. Campos disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Tuca or Mr. Campos is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.

Footnote F5

Pursuant to Article 11 of the Bylaws of the Company, the PNC Shares shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031.

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