Gregory L. Hendry - 01 Jul 2026 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Reporting relationship: MD, Chief Accounting Officer
Issuer ticker: PFSI
Reported as of: 01 Jul 2026
Net transaction value: -$189,160
SEC form: 4
Accepted by SEC: 02 Jul 2026, 17:28:04 UTC
Prior SEC filing: 24 Jun 2026
Next SEC filing: 04 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Hendry

Key filing fact

Gregory L. Hendry filed Form 4 for PennyMac Financial Services, Inc. (PFSI) on 02 Jul 2026.

Key facts

This page summarizes Gregory L. Hendry's Form 4 filing for PennyMac Financial Services, Inc. (PFSI).
3 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 02 Jul 2026, 17:28.

Change

Previous filing in this sequence was filed on 24 Jun 2026.
Current net transaction value: -$189,160.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001486334 Primary reporting owner

Hendry Gregory L

Relationship: MD, Chief Accounting Officer
Address: C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE
Signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Hendry
Signature date: 02 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFSI transaction

Common Stock

Options Exercise

Transaction value
Shares: +2,177
Change %: +4.4%
Price: $24.40^*
Shares after: 51,145
Date: 01 Jul 2026
Ownership: Direct

PFSI transaction

Common Stock

Sale

Transaction value: $189,160
Shares: -2,177
Change %: -4.3%
Price: $86.89
Shares after: 48,968
Date: 01 Jul 2026
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PFSI transaction Derivative

Nonstatutory Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares: -2,177
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,177
Exercise price: $24.40

PFSI holding Derivative

Nonstatutory Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,028
Date: 01 Jul 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,028
Exercise price: $60.74
Footnotes: F3

PFSI holding Derivative

Nonstatutory Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 735
Date: 01 Jul 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 735
Exercise price: $84.93
Footnotes: F4

PFSI holding Derivative

Nonstatutory Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 626
Date: 01 Jul 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 626
Exercise price: $101.76
Footnotes: F5

PFSI holding Derivative

Nonstatutory Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 798
Date: 01 Jul 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 798
Exercise price: $91.49
Footnotes: F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 6 footnotes

Footnote F1

The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

Footnote F2

The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Footnote F3

This nonstatutory stock option to purchase 1,028 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.

Footnote F4

This non-statutory stock option to purchase 735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through that date.

Footnote F5

This nonstatutory stock option to purchase 626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Footnote F6

This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.