Raymond Silcock - 18 Aug 2022 Form 4 Insider Report for Neptune Wellness Solutions Inc.

Reporting relationship: Chief Financial Officer
Issuer ticker: N/A
Reported as of: 18 Aug 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 22 Aug 2022, 16:44:40 UTC
Prior SEC filing: 29 Jul 2022
Source filing: View source filing
Reporting owner signature: /s/ Christopher Piazza for Raymond Silcock as Attorney-in-Fact

Key filing fact

Raymond Silcock filed Form 4 for Neptune Wellness Solutions Inc. on 22 Aug 2022.

Key facts

This page summarizes Raymond Silcock's Form 4 filing for Neptune Wellness Solutions Inc..
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 22 Aug 2022, 16:44.

Change

Previous filing in this sequence was filed on 29 Jul 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEPT transaction Derivative

Option (right to buy)

Award

Transaction value: $0
Shares: +114,286
Change %
Price: $0.000000
Shares after: 114,286
Date: 18 Aug 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 114,286
Exercise price: $1.55
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The options were granted by the Issuer as an inducement material to the Reporting Person entering into employment with the Issuer pursuant to the Issuer's Stock Option Plan.

Footnote F2

The options will vest over four years, as follows: 1/12 will vest on September 30, 2022 with the remaining 11/12 vesting in 11 equal quarterly installments at the end of each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.