SUMITOMO MITSUI FINANCIAL GROUP, INC. - 30 Jun 2026 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Reporting relationship: Director
Issuer ticker: JEF
Reported as of: 30 Jun 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Jul 2026, 07:54:59 UTC
Prior SEC filing: 29 Jun 2026
Next SEC filing: 13 Jul 2026
Source filing: View source filing
Reporting owner signature: Sumitomo Mitsui Financial Group, Inc, By: /s/ Takashi Morita, Name: Takashi Morita, Title: Executive Officer, General Manager, Investment Banking Strategy Office

Key filing fact

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed Form 4 for Jefferies Financial Group Inc. (JEF) on 02 Jul 2026.

Key facts

This page summarizes SUMITOMO MITSUI FINANCIAL GROUP, INC.'s Form 4 filing for Jefferies Financial Group Inc. (JEF).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 02 Jul 2026, 07:54.

Change

Previous filing in this sequence was filed on 29 Jun 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001022837 Primary reporting owner

SUMITOMO MITSUI FINANCIAL GROUP, INC.

Relationship: Director
Address: 1-2, MARUNOUCHI 1-CHOME, CHIYODA-KU, TOKYO, JAPAN
Signature: Sumitomo Mitsui Financial Group, Inc, By: /s/ Takashi Morita, Name: Takashi Morita, Title: Executive Officer, General Manager, Investment Banking Strategy Office
Signature date: 02 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JEF transaction

Non-Voting Common Stock

Options Exercise

Transaction value
Shares: +27,562,500
Change %: +298%
Price
Shares after: 36,809,581
Date: 30 Jun 2026
Ownership: See Footnotes
Footnotes: F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

JEF transaction Derivative

Series B Non-Voting Convertible Preferred Shares

Options Exercise

Transaction value
Shares: -55,125
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Jun 2026
Ownership: See Footnotes
Underlying class: Non-Voting Common Stock
Underlying amount: 27,562,500
Exercise price
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Reflects shares of Series B Non-Voting Convertible Preferred Shares that would have automatically converted into non-voting common stock of the Issuer on the third anniversary of the date of issuance (and may have converted into voting common stock in certain other circumstances described in the Exchange Agreement between the Issuer and the Reporting Person). Upon conversion, each share of Series B Non-Voting Convertible Preferred Shares would convert into 500 shares of the applicable class of common stock of the Issuer, subject to certain adjustments as set forth in the Restated Certificate of Incorporation of the Issuer (the "Charter"). The Series B Non-Voting Convertible Preferred Shares had no expiration date. Pursuant to the express terms of Article Seventh, Section 3(a)(i) of the Charter, each issued and outstanding share of Series B Non-Voting Convertible Preferred Shares was converted into 500 shares of Non-Voting Common Stock on June 30, 2026 for no consideration.

Footnote F2

The reported securities are held directly by SMBC, a wholly-owned subsidiary of the Reporting Person.

Footnote F3

The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.

SEC remarks

The Reporting Person may be deemed to be a director by deputization of the Issuer for purposes of Section 16 of the Securities and Exchange Act of 1934, by virtue of the fact that Mr. Hyakutome, Deputy President of SMFG, currently serves on the board of directors of the Issuer.