Key facts
- This page summarizes James L. Bierman's Form 4 filing for Novan, Inc..
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 08 Jun 2023, 21:21.
James L. Bierman - 06 Jun 2023 Form 4 Insider Report for Novan, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 06 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Jun 2023, 21:21:44 UTC
- Prior SEC filing
- 23 Jun 2023
- Next SEC filing
- 15 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ John M. Gay, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James L. Bierman filed Form 4 for Novan, Inc. on 08 Jun 2023.
Change
- Previous filing in this sequence was filed on 23 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NOVNQ
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +36,101
- Change %
- +903%
- Price
- $0.000000
- Shares after
- 40,101
- Date
- 07 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NOVNQ
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +103,092
- Change %
- Price
- $0.000000
- Shares after
- 103,092
- Date
- 06 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 103,092
- Exercise price
- Footnotes
- F2, F3
NOVNQ
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -36,101
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 36,101
- Exercise price
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The Reporting Person was granted restricted stock units ("RSUs") on June 7, 2022. Each RSU represented a contingent right to receive one share of the Issuer's Common Stock. 36,101 RSUs fully vested on June 7, 2023 and were settled in shares of the Issuer's Common Stock.
Footnote F2
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
Footnote F3
The RSUs shall be fully vested on the first anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service as of the vesting date.
Footnote F4
The RSUs fully vested on June 7, 2023.