Thomas A. James - 16 Jun 2026 Form 3 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
26 Jun 2026, 15:12:51 UTC
Prior SEC filing
18 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact

Key filing fact

Thomas A. James filed Form 3 for RAYMOND JAMES FINANCIAL INC (RJF) on 26 Jun 2026.

Key facts

  • This page summarizes Thomas A. James's Form 3 filing for RAYMOND JAMES FINANCIAL INC (RJF).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 26 Jun 2026, 15:12.

Change

  • Previous filing in this sequence was filed on 18 Dec 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0001182775 Primary reporting owner

JAMES THOMAS A

Relationship
10%+ Owner
Address
880 CARILLON PARKWAY, ST. PETERSBURG
Signature
/s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact
Signature date
26 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RJF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,625
Date
16 Jun 2026
Ownership
By James Ventures, Inc.
RJF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,500,000
Date
16 Jun 2026
Ownership
By TA James Ventures Partnership
RJF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,459,133
Date
16 Jun 2026
Ownership
By Thomas A. James Family Rev Trust
RJF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
745
Date
16 Jun 2026
Ownership
ESOP
Footnotes
F1
RJF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
162,730
Date
16 Jun 2026
Ownership
Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RJF holding Derivative

Performance Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
16 Jun 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,352
Exercise price
Footnotes
F2
RJF holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
16 Jun 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,353
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through June 16, 2026.

Footnote F2

Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

SEC remarks

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