Ronald M. Lott - 23 Jun 2026 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Reporting relationship: Director
Issuer ticker: SSSS
Reported as of: 23 Jun 2026
Net transaction value: -$6,175
SEC form: 4
Accepted by SEC: 25 Jun 2026, 16:29:52 UTC
Prior SEC filing: 12 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Ronald Lott

Key filing fact

Ronald M. Lott filed Form 4 for SURO CAPITAL CORP. (SSSS) on 25 Jun 2026.

Key facts

This page summarizes Ronald M. Lott's Form 4 filing for SURO CAPITAL CORP. (SSSS).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 25 Jun 2026, 16:29.

Change

Previous filing in this sequence was filed on 12 Jun 2026.
Current net transaction value: -$6,175.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001055003 Primary reporting owner

LOTT RONALD M.

Relationship: Director
Address: C/O SURO CAPITAL CORP., 640 FIFTH AVENUE, 12TH FLOOR, NEW YORK
Signature: /s/ Ronald Lott
Signature date: 25 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SSSS transaction

Common Stock

Sale

Transaction value: $6,175
Shares: -500
Change %: -14%
Price: $12.35
Shares after: 3,036
Date: 23 Jun 2026
Ownership: Direct
Footnotes: F1

SSSS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 18,481
Date: 23 Jun 2026
Ownership: By Family Trust
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which were scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company approved the acceleration in full of the vesting of the Company's unvested restricted shares, effective as of June 15, 2026.

Footnote F2

These shares are held of record by the Ronald M. Lott Family Trust dtd 3/9/1992 (the "Trust"), of which Mr. Lott is a trustee and beneficiary, and may be deemed to be beneficially owned by Mr. Lott. Mr. Lott disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.