Tracy Liu - 17 Jun 2026 Form 3 Insider Report for AXT INC (AXTI)

Reporting relationship: Director
Issuer ticker: AXTI
Reported as of: 17 Jun 2026
Net transaction value: $0
SEC form: 3
Accepted by SEC: 24 Jun 2026, 19:03:48 UTC
Prior SEC filing: 12 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Jeff Sensiba, Attorney-in-Fact

Key filing fact

Tracy Liu filed Form 3 for AXT INC (AXTI) on 24 Jun 2026.

Key facts

This page summarizes Tracy Liu's Form 3 filing for AXT INC (AXTI).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 24 Jun 2026, 19:03.

Change

Previous filing in this sequence was filed on 12 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0001721299 Primary reporting owner

Liu Tracy

Relationship: Director
Address: 4281 TECHNOLOGY DR., FREMONT
Signature: /s/ Jeff Sensiba, Attorney-in-Fact
Signature date: 24 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXTI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,500
Date: 17 Jun 2026
Ownership: Direct
Footnotes: F1

AXTI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 726
Date: 17 Jun 2026
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents an initial award of restricted stock and vests on May 14, 2027, subject to the Reporting Person's continuous service through the vesting date.

Footnote F2

Represents a prorated annual equity grant of common stock and vests on May 14, 2027, subject to the Reporting Person's continuous service through the vesting date.

SEC remarks

Exhibit 24.1 – Power of Attorney (CE)