James Caci - 12 Jun 2026 Form 4 Insider Report for AvePoint, Inc. (AVPT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
16 Jun 2026, 18:36:42 UTC
Prior SEC filing
09 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Michael Brown, Attorney-in-Fact

Key filing fact

James Caci filed Form 4 for AvePoint, Inc. (AVPT) on 16 Jun 2026.

Key facts

  • This page summarizes James Caci's Form 4 filing for AvePoint, Inc. (AVPT).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 16 Jun 2026, 18:36.

Change

  • Previous filing in this sequence was filed on 09 Jun 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001367794 Primary reporting owner

Caci James

Relationship
Chief Financial Officer
Address
C/O AVEPOINT, INC., 525 WASHINGTON BOULEVARD, SUITE 1400, JERSEY CITY
Signature
/s/ Brian Michael Brown, Attorney-in-Fact
Signature date
16 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AVPT transaction

Common Stock

Tax liability

Transaction value
Shares
-6,120
Change %
-0.87%
Price
$10.87*
Shares after
700,374
Date
12 Jun 2026
Ownership
Direct
Footnotes
F1, F2, F3
AVPT transaction

Common Stock

Tax liability

Transaction value
Shares
-2,517
Change %
-0.36%
Price
$10.87*
Shares after
697,857
Date
12 Jun 2026
Ownership
Direct
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Footnote F2

Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

Footnote F3

Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.

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