Thomas J. Allison - 09 Jun 2026 Form 4/A - Amendment Insider Report for Horizon Technology Finance Corp (HRZN)

Reporting relationship: Director
Issuer ticker: HRZN
Reported as of: 09 Jun 2026
Net transaction value: +$26,160
SEC form: 4/A - Amendment
Accepted by SEC: 11 Jun 2026, 17:10:19 UTC
Original report date: 10 Jun 2026
Prior SEC filing: 14 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Thomas J. Allison

Key filing fact

Thomas J. Allison filed Form 4/A - Amendment for Horizon Technology Finance Corp (HRZN) on 11 Jun 2026.

Key facts

This page summarizes Thomas J. Allison's Form 4/A - Amendment filing for Horizon Technology Finance Corp (HRZN).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 11 Jun 2026, 17:10.

Change

Previous filing in this sequence was filed on 14 Apr 2026.
Current net transaction value: +$26,160.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001575875 Primary reporting owner

ALLISON THOMAS J.

Relationship: Director
Address: 312 FARMINGTON AVENUE, FARMINGTON
Signature: /s/ Thomas J. Allison
Signature date: 11 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HRZN transaction

Common Stock

Purchase

Transaction value: $26,160
Shares: +6,000
Change %: +12%
Price: $4.36
Shares after: 56,617
Date: 09 Jun 2026
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Previously, it was reported that the Reporting Person beneficially owned 55,926 shares of Common Stock following the Reporting Person's purchase of 6,000 shares of Common Stock on June 9, 2026 (the "Reported Transaction"). However, the 55,926 figure omitted shares of Common Stock the Reporting Person had previously acquired pursuant to the Issuer's dividend reinvestment plan. After correction, the number of shares of Common Stock beneficially owned by the Reporting Person following the Reported Transaction was 56,617 shares.

Footnote F2

Includes shares of Common Stock received pursuant to the Issuer's dividend reinvestment plan.