Michael P. Balkin - 09 Jun 2026 Form 4 Insider Report for Horizon Technology Finance Corp (HRZN)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: HRZN
Reported as of: 09 Jun 2026
Net transaction value: +$434,000
SEC form: 4
Accepted by SEC: 10 Jun 2026, 11:19:02 UTC
Prior SEC filing: 14 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Michael P. Balkin

Key filing fact

Michael P. Balkin filed Form 4 for Horizon Technology Finance Corp (HRZN) on 10 Jun 2026.

Key facts

This page summarizes Michael P. Balkin's Form 4 filing for Horizon Technology Finance Corp (HRZN).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 10 Jun 2026, 11:19.

Change

Previous filing in this sequence was filed on 14 Apr 2026.
Current net transaction value: +$434,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001843078 Primary reporting owner

Balkin Michael

Relationship: Chief Executive Officer, Director
Address: 312 FARMINGTON AVENUE, FARMINGTON
Signature: /s/ Michael P. Balkin
Signature date: 03 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HRZN transaction

Common Stock

Award

Transaction value
Shares: +93,527
Change %: +935%
Price
Shares after: 103,527
Date: 14 Apr 2026
Ownership: Direct
Footnotes: F1

HRZN transaction

Common Stock

Purchase

Transaction value: $434,000
Shares: +100,000
Change %: +81%
Price: $4.34
Shares after: 223,527
Date: 09 Jun 2026
Ownership: Direct

HRZN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,000
Date: 09 Jun 2026
Ownership: By Self as Trustee for Michael P. Balkin Revocable Trust dated 11/1/93 as Amended

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Acquired upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.