WARBURG PINCUS LLC - 01 Jun 2026 Form 3 Insider Report for OCEANFIRST FINANCIAL CORP (OCFC)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
09 Jun 2026, 19:21:05 UTC
Prior SEC filing
17 Feb 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
See Exhibit 99.1

Key filing fact

WARBURG PINCUS LLC filed Form 3 for OCEANFIRST FINANCIAL CORP (OCFC) on 09 Jun 2026.

Key facts

  • This page summarizes WARBURG PINCUS LLC's Form 3 filing for OCEANFIRST FINANCIAL CORP (OCFC).
  • 0 reported transactions and 10 derivative rows are listed below.
  • Accepted by SEC: 09 Jun 2026, 19:21.

Change

  • Previous filing in this sequence was filed on 17 Feb 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (10)

CIK 0001162870 Primary reporting owner

WARBURG PINCUS LLC

Relationship
Director
Address
C/O WARBURG PINCUS, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026
CIK 0002003517

WP GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P.

Relationship
Director
Address
C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026
CIK 0002003515

WARBURG PINCUS FINANCIAL SECTOR II (CAYMAN), L.P.

Relationship
Director
Address
C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026
CIK 0002003518

WARBURG PINCUS FINANCIAL SECTOR II-E (CAYMAN), L.P.

Relationship
Director
Address
C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026
CIK 0002003367

WARBURG PINCUS FINANCIAL SECTOR II PARTNERS (CAYMAN), L.P.

Relationship
Director
Address
C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026
CIK 0002003345

WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP, L.P.

Relationship
Director
Address
C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026
CIK 0002003491

WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP LLC

Relationship
Director
Address
C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026
CIK 0002003513

WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP, L.P.

Relationship
Director
Address
C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026
CIK 0002003512

WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP LLC

Relationship
Director
Address
C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026
CIK 0001658820

Warburg Pincus Partners II (Cayman), L.P.

Relationship
Director
Address
C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE, NEW YORK
Signature
See Exhibit 99.1
Signature date
09 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Common Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,574,639
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7
OCFC holding

Non-Voting Common Equivalent Stock, par value $0.01/share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,812
Date
01 Jun 2026
Ownership
See Footnotes.
Footnotes
F1, F2, F3, F4, F5, F6, F7

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
OCFC holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jun 2026
Ownership
See Footnotes.
Underlying class
NVCE Stock
Underlying amount
11,387
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9, F10
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Reflects securities held directly by (i) WPGG 14 Orion Investments, L.P., a Delaware limited partnership ("WPGG14 Purchaser") and (ii) WPFS II Orion Investments, L.P., a Delaware limited partnership ("WPFSII Purchaser" and, together with WPGG14 Purchaser, the "Purchasers"). The equity interests of WPGG14 Purchaser are held by (i) Warburg Pincus (Callisto) Global Growth 14 (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Callisto 14"), (ii) Warburg Pincus (Europa) Global Growth 14 (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Europa 14"), (iii) Warburg Pincus Global Growth 14-B (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Global Growth 14-B"), (iv) Warburg Pincus Global Growth 14-E (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Global Growth 14-E"), (continued on footnote 2)

Footnote F2

(continued from footnote 1) (v) Warburg Pincus Global Growth 14 Partners (Cayman), L.P., a Cayman Islands exempted limited partnership ("Warburg Pincus Global Growth 14 Partners"), and (vi) WP Global Growth 14 Partners (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Global Growth 14 Partners" and, together with WP Callisto 14, WP Europa 14, WP Global Growth 14-B, WP Global Growth 14-E and Warburg Pincus Global Growth 14 Partners, the "WP Global Growth 14 Funds"). The equity interests of WPFSII Purchaser are held by (i) Warburg Pincus Financial Sector II (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Financial Sector II LP"), (ii) Warburg Pincus Financial Sector II-E (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Financial Sector II-E"), and (iii) Warburg Pincus Financial Sector II Partners (Cayman), L.P., a Cayman Islands (continued on footnote 3)

Footnote F3

(continued from footnote 2) exempted limited partnership ("WP Financial Sector II Partners" and, together with WP Financial Sector II LP and WP Financial Sector II-E, the "WP Financial Sector II Funds"). WPGG 14 Orion Investments GP, LLC, a Delaware limited liability company ("WPGG14 Orion GP") is the general partner of WPGG14 Purchaser. Warburg Pincus (Cayman) Global Growth 14 GP, L.P., a Cayman Islands exempted limited partnership ("WPGG Cayman 14 GP"), is the general partner of each of the WP Global Growth 14 Funds. Warburg Pincus (Cayman) Global Growth 14 GP LLC, a Cayman Islands exempted limited liability company ("WPGG Cayman 14 GP LLC"), is the general partner of WPGG Cayman 14 GP. WPFSII Orion Investments GP, LLC, a Delaware limited liability company, ("WPFSII Orion GP") is the general partner of WPFSII Purchaser. Warburg Pincus (Cayman) Financial Sector II GP, L.P., a Cayman Islands exempted limited partnership ("WPFS Cayman II GP") (continued on footnote 4)

Footnote F4

(continued from footnote 3), is the general partner of each of the WP Financial Sector II Funds. Warburg Pincus (Cayman) Financial Sector II GP LLC, a Cayman Islands exempted limited liability company ("WPFS Cayman II GP LLC"), is the general partner of WPFS Cayman II GP. Warburg Pincus Partners II (Cayman), L.P., a Cayman Islands exempted limited partnership ("WPP II Cayman"), is the managing member of WPGG Cayman 14 GP LLC and WPFS Cayman II GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd., a Bermuda exempted company ("WP Bermuda GP"), is the general partner of WPP II Cayman. Warburg Pincus LLC, a New York limited liability company ("WP LLC" and, together with the WP Global Growth 14 Funds, the WP Financial Sector II Funds, WPGG14 Orion GP, WPGG Cayman 14 GP, WPGG Cayman 14 GP LLC, WPFSII Orion GP, WPFS Cayman II GP, WPFS Cayman II GP LLC, WPP II Cayman and WP Bermuda GP, the "Reporting Persons" (continued on footnote 5)

Footnote F5

(continued from footnote 4) and each, a "Reporting Person"), is the manager of the WP Global Growth 14 Funds and WP Financial Sector II Funds. Investment and voting decisions with respect to the securities of the Issuer held by the Reporting Persons are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the securities of the Issuer held by the Reporting Persons. Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Reporting Persons, other than the Purchasers, (continued on footnote 6)

Footnote F6

(continued from footnote 5) herein states that this filing shall not be deemed an admission that it or he is the beneficial owner of any of the securities of the Issuer covered by this Statement. Each of the Reporting Persons disclaims their beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Footnote F7

The Issuer issued an aggregate of 1,812 shares of non-voting common equivalent stock, par value $0.01/share ("NVCE Stock") to the Purchasers on June 1, 2026, pursuant to the Investment Agreement, dated as of December 29, 2025 (the "Investment Agreement"), by and among the Issuer and the Purchasers.

Footnote F8

The Warrants are exercisable, in whole or in part, to purchase 11,386.64 shares of NVCE Stock.

Footnote F9

The Warrants are exercisable at a price of $19,760 per share, subject to customary anti-dilution adjustments provided under the Warrants. The Warrants carry a term of seven years and can be exercised voluntarily following the third anniversary of the closing of the transactions contemplated by the Investment Agreement (the "Closing"). The Warrants can also be voluntarily exercised prior to the third anniversary of the Closing, (A) in the event the market price of common stock, par value $0.01/share ("Common Stock") reaches or exceeds $30 per share at the closing of any trading day or (B) in connection with certain change of control transactions involving the Issuer. (continued on footnote 10)

Footnote F10

(continued from footnote 9) The Warrants are subject to mandatory exercise, at any time, in the event the market price of Common Stock reaches or exceeds $30 per share for a certain number of trading days over a specified period. In the event of a change of control transaction where less than 90% of the consideration in such transaction is comprised of equity securities traded on the NASDAQ or NYSE, the Purchasers will be entitled to receive additional shares if they exercise the Warrants in connection with such transaction.

SEC remarks

Solely for purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed a director-by-deputization by virtue of a contractual right to designate a representative to serve on the board of directors of the Issuer. Todd Schell became a director of the Issuer on June 1, 2026. Mr. Schell is a Principal in WP LLC's Financials Services group. See Signatures of the Reporting Persons attached as Exhibit 99.1.

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