Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
08 Jun 2026, 18:07:34 UTC
Prior SEC filing
26 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ W. James Walker, IV

Key filing fact

William James Walker IV filed Form 4 for AUBURN NATIONAL BANCORPORATION, INC (AUBN) on 08 Jun 2026.

Key facts

  • This page summarizes William James Walker IV's Form 4 filing for AUBURN NATIONAL BANCORPORATION, INC (AUBN).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 08 Jun 2026, 18:07.

Change

  • Previous filing in this sequence was filed on 26 Mar 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001659930 Primary reporting owner

Walker William James IV

Relationship
SVP/CFO
Address
P. O. BOX 3110, AUBURN
Signature
/s/ W. James Walker, IV
Signature date
08 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUBN holding

common stock, par value $0.01

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
749
Date
05 Jun 2026
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUBN transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+1,207
Change %
Price
$0.000000*
Shares after
1,207
Date
05 Jun 2026
Ownership
Direct
Underlying class
common stock, par value $0.01
Underlying amount
1,207
Exercise price
$0.000000
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents Restricted Stock Units ("RSUs") granted on June 5, 2026 under the Auburn National Bancorporation, Inc. 2024 Equity and Incentive Compensation Plan. Each RSU converts into one share of common stock upon vesting. The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. RSUs accrue dividend equivalents in the form of additional RSUs. See the Company's Form 8-K dated June 5, 2026 for additional terms.

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