Key facts
- This page summarizes Thomas S. Kaplan's Form 4 filing for Sunshine Silver Mining & Refining Co (SSMR).
- 4 reported transactions and 10 derivative rows are listed below.
- Accepted by SEC: 08 Jun 2026, 18:00.
Thomas S. Kaplan - 05 Jun 2026 Form 4 Insider Report for Sunshine Silver Mining & Refining Co (SSMR)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- SSMR
- Reported as of
- 05 Jun 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Jun 2026, 18:00:06 UTC
- Prior SEC filing
- 03 Jun 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas S. Kaplan
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Thomas S. Kaplan filed Form 4 for Sunshine Silver Mining & Refining Co (SSMR) on 08 Jun 2026.
Change
- Previous filing in this sequence was filed on 03 Jun 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (10)
CIK 0001124803
Primary reporting owner
KAPLAN THOMAS SCOTT
- Relationship
- Director, 10%+ Owner
- Address
- 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- /s/ Thomas S. Kaplan
- Signature date
- 08 Jun 2026
CIK 0001830153
Electrum Silver US LLC
- Relationship
- Director, 10%+ Owner
- Address
- C/O THE ELECTRUM GROUP LLC, 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- Electrum Silver US LLC, By: Electrum Strategic Management, its Manager, By: /s/ Andrew M. Shapiro, Managing Director
- Signature date
- 08 Jun 2026
CIK 0001829059
Electrum Strategic Management LLC
- Relationship
- Director, 10%+ Owner
- Address
- C/O THE ELECTRUM GROUP LLC, 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- Electrum Strategic Management LLC, By: /s/ Andrew M. Shapiro, Managing Director
- Signature date
- 08 Jun 2026
CIK 0001564994
ELECTRUM GLOBAL HOLDINGS L.P.
- Relationship
- Director, 10%+ Owner
- Address
- C/O THE ELECTRUM GROUP LLC, 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- Electrum Global Holdings L.P., By: TEG Global GP Ltd., its general partner, By: /s/ Andrew M. Shapiro, Director
- Signature date
- 08 Jun 2026
CIK 0001565709
TEG Global GP Ltd.
- Relationship
- Director, 10%+ Owner
- Address
- C/O THE ELECTRUM GROUP LLC, 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- TEG Global GP Ltd., By: /s/ Andrew M. Shapiro, Director
- Signature date
- 08 Jun 2026
CIK 0001565641
Electrum Group LLC
- Relationship
- Director, 10%+ Owner
- Address
- 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- The Electrum Group LLC, By: /s/ Michael H. Williams, Senior Managing Director
- Signature date
- 08 Jun 2026
CIK 0001829058
Electrum Silver US II LLC
- Relationship
- Director, 10%+ Owner
- Address
- C/O THE ELECTRUM GROUP LLC, 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- Electrum Silver US II LLC, By: Electrum Strategic Management, its Manager By: /s/ Andrew M. Shapiro, Managing Director
- Signature date
- 08 Jun 2026
CIK 0001699437
Electrum Strategic Opportunities Fund II L.P.
- Relationship
- Director, 10%+ Owner
- Address
- C/O THE ELECTRUM GROUP LLC, 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- Electrum Strategic Opportunities Fund II L.P., By: Electrum Strategic Opportunities Fund II GP L.P., its general partner, By: ESOF II GP Ltd., its general partner, By: /s/ Michael H. Williams, Director
- Signature date
- 08 Jun 2026
CIK 0001734758
Electrum Strategic Opportunities Fund II GP L.P.
- Relationship
- Director, 10%+ Owner
- Address
- C/O THE ELECTRUM GROUP LLC, 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- Electrum Strategic Opportunities Fund II GP L.P., By: ESOF II GP Ltd., its general partner, By: /s/ Michael H. Williams, Director
- Signature date
- 08 Jun 2026
CIK 0001734759
ESOF II GP Ltd.
- Relationship
- Director, 10%+ Owner
- Address
- C/O THE ELECTRUM GROUP LLC, 600 FIFTH AVENUE, 24TH FLOOR, NEW YORK
- Signature
- ESOF II GP Ltd., By: /s/ Michael H. Williams, Director
- Signature date
- 08 Jun 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Award
- Transaction value
- Shares
- +8,929
- Change %
- Price
- $0.000000*
- Shares after
- 8,929
- Date
- 05 Jun 2026
- Ownership
- Direct
- Footnotes
- F1
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,739,640
- Change %
- +3.6%
- Price
- $2.87*
- Shares after
- 78,677,940
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -582,022
- Change %
- -0.74%
- Price
- $13.50*
- Shares after
- 78,095,918
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Footnotes
- F2, F3
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,365,270
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US II LLC
- Footnotes
- F4
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,266,260
- Date
- 05 Jun 2026
- Ownership
- By Tigris Financial Group Ltd.
- Footnotes
- F5
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,010
- Date
- 05 Jun 2026
- Ownership
- By Manul Capital Management LLC
- Footnotes
- F6
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
SSMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 393,230
- Date
- 05 Jun 2026
- Ownership
- By GRAT Holdings LLC
- Footnotes
- F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
SSMR
transaction
Derivative
Warrant (right to buy)
Options Exercise
- Transaction value
- Shares
- -2,739,640
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2026
- Ownership
- By Electrum Silver US LLC
- Underlying class
- Common Stock
- Underlying amount
- 2,739,640
- Exercise price
- $2.87
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Represents restricted stock units ("RSUs") granted to Thomas S. Kaplan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately proceeding the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to Mr. Kaplan's continued service as a member of the Issuer's Board of Directors through such date.
Footnote F2
This transaction relates to the net exercise of warrants to purchase 2,739,640 shares of the Issuer's common stock immediately prior to the completion of the initial public offering of the Issuer's common stock, in accordance with the terms of the warrants.
Footnote F3
These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer.
Footnote F4
These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer.
Footnote F5
These securities are owned directly by Tigris Financial Group Ltd., which is wholly owned by Thomas S. Kaplan.
Footnote F6
These securities are owned directly by Manul Capital Management LLC. Thomas S. Kaplan serves as managing member of Manul Capital Management LLC.
Footnote F7
These securities are owned directly by GRAT Holdings LLC. Thomas S. Kaplan serves as managing member of GRAT Holdings LLC.
SEC remarks
The reporting persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The filing of this report shall not be deemed to be an admission that the reporting persons are members of such a group. Each reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest, if any, and this report shall not be deemed to be an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the reporting persons have filed a separate Form 4.