Mike Kerns - 03 Jun 2026 Form 4 Insider Report for Funko, Inc. (FNKO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Jun 2026, 16:06:22 UTC
Prior SEC filing
16 Jun 2025
Next SEC filing
15 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lauren Goldberg, as Attorney-in-Fact for Mike Kerns

Key filing fact

Mike Kerns filed Form 4 for Funko, Inc. (FNKO) on 05 Jun 2026.

Key facts

  • This page summarizes Mike Kerns's Form 4 filing for Funko, Inc. (FNKO).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 05 Jun 2026, 16:06.

Change

  • Previous filing in this sequence was filed on 16 Jun 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001851947 Primary reporting owner

Kerns Mike

Relationship
Director
Address
C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT
Signature
/s/ Lauren Goldberg, as Attorney-in-Fact for Mike Kerns
Signature date
05 Jun 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+14,368
Change %
Price
$0.000000*
Shares after
14,368
Date
03 Jun 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
14,368
Exercise price
Footnotes
F1, F2
FNKO transaction Derivative

Option to Purchase Class A Common Stock

Award

Transaction value
Shares
+21,445
Change %
Price
$0.000000*
Shares after
21,445
Date
03 Jun 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
21,445
Exercise price
$5.22
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date.

Footnote F2

The reporting person was granted 14,368 restricted stock units and 21,445 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F3

The options will vest and become exercisable on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date.

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