Ichiro Aoki - 01 Jun 2026 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Jun 2026, 18:34:07 UTC
Prior SEC filing
29 May 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021

Key filing fact

Ichiro Aoki filed Form 4 for indie Semiconductor, Inc. (INDI) on 03 Jun 2026.

Key facts

  • This page summarizes Ichiro Aoki's Form 4 filing for indie Semiconductor, Inc. (INDI).
  • 12 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 03 Jun 2026, 18:34.

Change

  • Previous filing in this sequence was filed on 29 May 2026.
  • Current net transaction value: -$1,555,926.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001865423 Primary reporting owner

Aoki Ichiro

Relationship
President, Director
Address
32 JOURNEY, ALISO VIEJO
Signature
/s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Signature date
03 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

INDI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+1,541
Change %
+1.5%
Price
$0.000000*
Shares after
107,710
Date
01 Jun 2026
Ownership
Direct
INDI transaction

Class A Common Stock

Sale

Transaction value
$2,876
Shares
-562
Change %
-0.52%
Price
$5.12
Shares after
107,148
Date
02 Jun 2026
Ownership
Direct
Footnotes
F1
INDI transaction

Class V Common Stock

Options Exercise

Transaction value
Shares
-200,000
Change %
-7.2%
Price
$0.000000*
Shares after
2,589,362
Date
02 Jun 2026
Ownership
Direct
Footnotes
F2
INDI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+200,000
Change %
+187%
Price
$0.000000*
Shares after
307,148
Date
02 Jun 2026
Ownership
Direct
Footnotes
F3
INDI transaction

Class A Common Stock

Sale

Transaction value
$1,037,060
Shares
-200,000
Change %
-65%
Price
$5.19
Shares after
107,148
Date
02 Jun 2026
Ownership
Direct
Footnotes
F4, F5
INDI transaction

Class V Common Stock

Options Exercise

Transaction value
Shares
-100,000
Change %
-3.9%
Price
$0.000000*
Shares after
2,489,362
Date
02 Jun 2026
Ownership
Direct
Footnotes
F2
INDI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+100,000
Change %
+93%
Price
$0.000000*
Shares after
207,148
Date
02 Jun 2026
Ownership
Direct
Footnotes
F3
INDI transaction

Class A Common Stock

Sale

Transaction value
$515,990
Shares
-100,000
Change %
-48%
Price
$5.16
Shares after
107,148
Date
02 Jun 2026
Ownership
Direct
Footnotes
F4, F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

INDI transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+1,541
Change %
Price
$0.000000*
Shares after
1,541
Date
01 Jun 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,541
Exercise price
Footnotes
F7, F8
INDI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-1,541
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jun 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,541
Exercise price
Footnotes
F7, F8
INDI transaction Derivative

ADK Class A Units

Options Exercise

Transaction value
Shares
-200,000
Change %
-7.2%
Price
$0.000000*
Shares after
2,589,362
Date
02 Jun 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
4,939,362
Exercise price
$0.000000
Footnotes
F3, F9
INDI transaction Derivative

ADK Class A Units

Options Exercise

Transaction value
Shares
-100,000
Change %
-3.9%
Price
$0.000000*
Shares after
2,489,362
Date
02 Jun 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
4,939,362
Exercise price
$0.000000
Footnotes
F3, F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.

Footnote F2

Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3.

Footnote F3

Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Footnote F4

Represents shares of Class A Common Stock sold in the open market.

Footnote F5

The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Footnote F6

The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Footnote F7

Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Footnote F8

Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.

Footnote F9

N/A

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