Lisa Walters-Hoffert - 28 May 2025 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)

Reporting relationship: Director
Issuer ticker: FLUX
Reported as of: 28 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Jun 2026, 21:41:42 UTC
Prior SEC filing: 21 Apr 2025
Next SEC filing: 12 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Kevin S. Royal, Attorney-in-fact

Key filing fact

Lisa Walters-Hoffert filed Form 4 for Flux Power Holdings, Inc. (FLUX) on 01 Jun 2026.

Key facts

This page summarizes Lisa Walters-Hoffert's Form 4 filing for Flux Power Holdings, Inc. (FLUX).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 01 Jun 2026, 21:41.

Change

Previous filing in this sequence was filed on 21 Apr 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001711576 Primary reporting owner

Walters-Hoffert Lisa

Relationship: Director
Address: C/O FLUX POWER HOLDINGS, INC., 2685 S. MELROSE DRIVE, VISTA
Signature: /s/ Kevin S. Royal, Attorney-in-fact
Signature date: 01 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FLUX transaction

Common Stock

Options Exercise

Transaction value
Shares: +50,000
Change %: +113%
Price
Shares after: 94,107
Date: 28 May 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FLUX transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +50,000
Change %
Price
Shares after: 50,000
Date: 28 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 50,000
Exercise price
Footnotes: F1, F2

FLUX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -50,000
Change %: -100%
Price
Shares after: 0
Date: 28 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 50,000
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

Footnote F2

Due to an administrative error, this grant was not previously reported.