Theodore Ralston - 28 May 2026 Form 4 Insider Report for CitroTech Inc. (CITR)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: CITR
Reported as of: 28 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Jun 2026, 21:03:09 UTC
Prior SEC filing: 17 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Theodore Ralston

Key filing fact

Theodore Ralston filed Form 4 for CitroTech Inc. (CITR) on 01 Jun 2026.

Key facts

This page summarizes Theodore Ralston's Form 4 filing for CitroTech Inc. (CITR).
5 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 01 Jun 2026, 21:03.

Change

Previous filing in this sequence was filed on 17 Feb 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001011076 Primary reporting owner

Ralston Theodore

Relationship: Director, 10%+ Owner
Address: 6400 S. FIDDLERS GREEN CIR., SUITE 300, GREENWOOD VILLAGE
Signature: /s/ Theodore Ralston
Signature date: 01 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CITR transaction

Common Stock, par value $0.0001

Conversion of derivative security

Transaction value
Shares: +44,447
Change %: +26%
Price
Shares after: 215,703
Date: 29 May 2026
Ownership: Direct
Footnotes: F1

CITR transaction

Common Stock, par value $0.0001

Gift

Transaction value
Shares: -105,000
Change %: -4.6%
Price: $0.000000^*
Shares after: 2,174,328
Date: 29 May 2026
Ownership: By virtue of sole member of TC Special Investments LLC
Footnotes: F2

CITR transaction

Common Stock, par value $0.0001

Other

Transaction value
Shares: -600,000
Change %: -28%
Price
Shares after: 1,574,328
Date: 29 May 2026
Ownership: By virtue of sole member of TC Special Investments LLC
Footnotes: F2, F3

CITR transaction

Series A Preferred Stock, par value $0.0001

Disposed to Issuer

Transaction value
Shares: -1,364,141
Change %: -100%
Price
Shares after: 0
Date: 28 May 2026
Ownership: By virtue of sole member of TC Special Investments LLC
Footnotes: F2, F4

CITR holding

Common Stock, par value $0.0001

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 390,604
Date: 28 May 2026
Ownership: By spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CITR transaction Derivative

Series C Convertible Preferred Stock, par value $0.0001

Conversion of derivative security

Transaction value
Shares: -13,334
Change %: -100%
Price
Shares after: 0
Date: 29 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 44,447
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.

Footnote F2

These shares are held by TC Special Investments LLC, of which the reporting person is the sole member, and the reporting person has voting and dispositive control over these shares.

Footnote F3

The shares reported in this transaction were disposed of pursuant to the terms of a settlement agreement resolving litigation, at a price of $0.28 per share.

Footnote F4

On May 28, 2026, the Issuer and TC Special Investments LLC entered into a Stock Exchange and Stockholder Agreement (the "TCSI Exchange Agreement"), pursuant to which the Issuer reacquired 1,364,141 shares of Series A Preferred Stock from TC Special Investments LLC. Under the TCSI Exchange Agreement, the Issuer agreed to issue 467,012 shares of Series C Convertible Preferred Stock to TC Special Investments LLC on the date that is 18 months after closing, or earlier in connection with a change of control of the Issuer (which, as defined in the TCSI Exchange Agreement, includes the appointment of Theodore S. Ralston to the Issuer's board of directors).