John B. Henneman III - 21 Jun 2022 Form 4 Insider Report for R1 RCM Holdco Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Jun 2022, 21:46:17 UTC
Prior SEC filing
10 Jun 2022
Next SEC filing
01 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ E. Terry Platis, Attorney-in-Fact

Key filing fact

John B. Henneman III filed Form 4 for R1 RCM Holdco Inc. on 23 Jun 2022.

Key facts

  • This page summarizes John B. Henneman III's Form 4 filing for R1 RCM Holdco Inc..
  • 29 reported transactions and 28 derivative rows are listed below.
  • Accepted by SEC: 23 Jun 2022, 21:46.

Change

  • Previous filing in this sequence was filed on 10 Jun 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-54,751
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-405,111
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
405,111
Exercise price
$2.61
Footnotes
F2, F3
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-12,048
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,048
Exercise price
$2.53
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-15,385
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,385
Exercise price
$2.00
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-13,762
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,762
Exercise price
$2.42
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-14,098
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,098
Exercise price
$2.29
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-10,512
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,512
Exercise price
$3.08
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-9,678
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,678
Exercise price
$3.55
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-9,169
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,169
Exercise price
$3.76
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-7,697
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,697
Exercise price
$4.43
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-4,770
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,770
Exercise price
$7.07
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-3,871
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,871
Exercise price
$8.65
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-3,319
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,319
Exercise price
$10.01
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-4,285
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,285
Exercise price
$7.89
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-3,684
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,684
Exercise price
$9.57
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-2,846
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,846
Exercise price
$12.65
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-4,025
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,025
Exercise price
$9.05
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-2,851
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,851
Exercise price
$12.69
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-4,542
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,542
Exercise price
$8.41
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-30,813
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,813
Exercise price
$10.75
Footnotes
F2, F3
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-3,249
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,249
Exercise price
$11.78
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-2,186
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,186
Exercise price
$17.54
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-1,625
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,625
Exercise price
$23.49
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-1,490
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,490
Exercise price
$24.98
Footnotes
F2, F4
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-1,660
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,660
Exercise price
$22.46
Footnotes
F2, F5
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-1,649
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,649
Exercise price
$22.57
Footnotes
F2, F6
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-1,424
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,424
Exercise price
$25.70
Footnotes
F2, F7
No ticker transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-1,965
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,965
Exercise price
$26.69
Footnotes
F2, F8
No ticker transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares
-6,039
Change %
-100%
Price
Shares after
0
Date
21 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,039
Exercise price
Footnotes
F2, F9, F10
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) (the "Company"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) ("New R1"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into the Company, with the Company surviving as a direct, wholly owned subsidiary of New R1 (the "Reorganization").

Footnote F2

Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization.

Footnote F3

Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.

Footnote F4

Option was granted in lieu of retainer fees of $15,000 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.

Footnote F5

Option was granted in lieu of retainer fees of $15,000 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option will vest in one installment on July 1, 2022.

Footnote F6

Option was granted in lieu of retainer fees of $15,000 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option will vest in one installment on October 1, 2022.

Footnote F7

Option was granted in lieu of retainer fees of $15,000 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option will vest in one installment on January 3, 2023.

Footnote F8

Option was granted in lieu of retainer fees of $22,500 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option will vest in one installment on April 1, 2023.

Footnote F9

Each RSU represents a contingent right to receive one share of the Company's common stock.

Footnote F10

The RSUs will vest in one annual installment on May 27, 2023.

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