Caroline Lux Kaplan - 26 May 2026 Form 4 Insider Report for MGP INGREDIENTS INC (MGPI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
28 May 2026, 10:08:28 UTC
Prior SEC filing
20 Nov 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Caroline Lux Kaplan

Key filing fact

Caroline Lux Kaplan filed Form 4 for MGP INGREDIENTS INC (MGPI) on 28 May 2026.

Key facts

  • This page summarizes Caroline Lux Kaplan's Form 4 filing for MGP INGREDIENTS INC (MGPI).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 28 May 2026, 10:08.

Change

  • Previous filing in this sequence was filed on 20 Nov 2025.
  • Current net transaction value: -$1,080,048.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001853834 Primary reporting owner

Kaplan Caroline Lux

Relationship
10%+ Owner
Address
C/O CHRIS ERBLICH, ESQ., 5060 NORTH 40TH STREET, SUITE 250, PHOENIX
Signature
/s/ Caroline Lux Kaplan
Signature date
28 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MGPI transaction

Common Stock

Sale

Transaction value
$534,675
Shares
-30,000
Change %
-5.7%
Price
$17.82
Shares after
500,958
Date
26 May 2026
Ownership
By Trust
Footnotes
F1, F3
MGPI transaction

Common Stock

Sale

Transaction value
$545,373
Shares
-30,000
Change %
-6%
Price
$18.18
Shares after
470,958
Date
27 May 2026
Ownership
By Trust
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.715 per share to $18.02 per share, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.935 per share to $18.395 per share, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Footnote F3

The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 470,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

SEC remarks

The Reporting Person may be deemed to be part of a group due to the entry by certain persons into a Shareholders Agreement dated April 1, 2021, as previously disclosed on the Reporting Person's Form 3/A filing with respect to MGPI dated October 7, 2021. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of her pecuniary interest therein.

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