Armando Falcon - 26 May 2026 Form 4 Insider Report for REDWOOD TRUST INC (RWT)

Reporting relationship: Director
Issuer ticker: RWT
Reported as of: 26 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 27 May 2026, 17:04:19 UTC
Prior SEC filing: 20 May 2026
Source filing: View source filing
Reporting owner signature: Attorney-In-Fact:/Andrew P. Stone

Key filing fact

Armando Falcon filed Form 4 for REDWOOD TRUST INC (RWT) on 27 May 2026.

Key facts

This page summarizes Armando Falcon's Form 4 filing for REDWOOD TRUST INC (RWT).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 27 May 2026, 17:04.

Change

Previous filing in this sequence was filed on 20 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001853738 Primary reporting owner

Falcon Armando

Relationship: Director
Address: 1 BELVEDERE PLACE, SUITE 300, MILL VALLEY
Signature: Attorney-In-Fact:/Andrew P. Stone
Signature date: 27 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RWT transaction

Common Stock

Options Exercise

Transaction value
Shares: +20,729
Change %: +65%
Price: $5.28^*
Shares after: 52,551
Date: 26 May 2026
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RWT transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value
Shares: -20,729
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 26 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,729
Exercise price: $6.03
Footnotes: F1, F3, F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

Footnote F2

Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Footnote F3

Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

Footnote F4

Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.

Footnote F5

No expiration date is applicable to deferred stock units.