Sotaro Kato - 25 May 2026 Form 4 Insider Report for NOMURA HOLDINGS INC (NMR)

Reporting relationship: Executive Officer, CRO (Chief Risk Officer)
Issuer ticker: NMR
Reported as of: 25 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 27 May 2026, 06:22:33 UTC
Prior SEC filing: 28 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Takashi Futaki, as Attorney-in-fact

Key filing fact

Sotaro Kato filed Form 4 for NOMURA HOLDINGS INC (NMR) on 27 May 2026.

Key facts

This page summarizes Sotaro Kato's Form 4 filing for NOMURA HOLDINGS INC (NMR).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 27 May 2026, 06:22.

Change

Previous filing in this sequence was filed on 28 Apr 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002120443 Primary reporting owner

Kato Sotaro

Relationship: Executive Officer, CRO (Chief Risk Officer)
Address: 13-1, NIHONBASHI 1-CHOME, CHUO-KU, TOKYO, JAPAN
Signature: /s/ Takashi Futaki, as Attorney-in-fact
Signature date: 25 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NMR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,774
Date: 25 May 2026
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NMR transaction Derivative

Notional Stock Units

Award

Transaction value
Shares: +27,656
Change %: +67%
Price: $0.000000^*
Shares after: 69,091
Date: 25 May 2026
Ownership: Direct
Underlying class: Common stock
Underlying amount: 27,656
Exercise price
Footnotes: F1, F2

NMR transaction Derivative

Notional Stock Units

Award

Transaction value
Shares: +27,655
Change %: +40%
Price: $0.000000^*
Shares after: 96,746
Date: 25 May 2026
Ownership: Direct
Underlying class: Common stock
Underlying amount: 27,655
Exercise price
Footnotes: F1, F2

NMR transaction Derivative

Notional Stock Units

Award

Transaction value
Shares: +27,655
Change %: +29%
Price: $0.000000^*
Shares after: 124,401
Date: 25 May 2026
Ownership: Direct
Underlying class: Common stock
Underlying amount: 27,655
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.

Footnote F2

No separate Expiration Date.

SEC remarks

Executive Officer, CRO (Chief Risk Officer)

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