Paul Eric Siegert - 21 May 2026 Form 4 Insider Report for HOULIHAN LOKEY, INC. (HLI)

Reporting relationship: CO-CHAIRMAN
Issuer ticker: HLI
Reported as of: 21 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 22 May 2026, 16:19:49 UTC
Prior SEC filing: 19 May 2026
Source filing: View source filing
Reporting owner signature: /s/ J. Lindsey Alley, Attorney-in-Fact for Paul Eric Siegert

Key filing fact

Paul Eric Siegert filed Form 4 for HOULIHAN LOKEY, INC. (HLI) on 22 May 2026.

Key facts

This page summarizes Paul Eric Siegert's Form 4 filing for HOULIHAN LOKEY, INC. (HLI).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 22 May 2026, 16:19.

Change

Previous filing in this sequence was filed on 19 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001142662 Primary reporting owner

SIEGERT PAUL ERIC

Relationship: CO-CHAIRMAN
Address: C/O HOULIHAN LOKEY, INC., 10250 CONSTELLATION BLVD., 5TH FL., LOS ANGELES
Signature: /s/ J. Lindsey Alley, Attorney-in-Fact for Paul Eric Siegert
Signature date: 22 May 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HLI transaction Derivative

CLASS B COMMON STOCK

Award

Transaction value
Shares: +19,815
Change %
Price: $0.000000^*
Shares after: 19,815
Date: 21 May 2026
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 19,815
Exercise price
Footnotes: F1, F2

HLI transaction Derivative

CLASS B COMMON STOCK

Deposit into or withdrawal from voting trust

Transaction value
Shares: -19,815
Change %: -4.8%
Price: $0.000000^*
Shares after: 395,113
Date: 21 May 2026
Ownership: BY HL VOTING TRUST
Underlying class: CLASS A COMMON STOCK
Underlying amount: 19,815
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

Footnote F2

On May 21, 2026, the Issuer granted 19,815 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

Footnote F3

Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.