Edward H. West - 24 May 2021 Form 4 Insider Report for Cardtronics plc

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: N/A
Reported as of: 24 May 2021
Net transaction value: -$2,606,274
SEC form: 4
Accepted by SEC: 26 May 2021, 17:37:30 UTC
Prior SEC filing: 20 May 2021
Next SEC filing: 03 Oct 2024
Source filing: View source filing
Reporting owner signature: /s/ Paul Carbonelli, attorney-in-fact

Key filing fact

Edward H. West filed Form 4 for Cardtronics plc on 26 May 2021.

Key facts

This page summarizes Edward H. West's Form 4 filing for Cardtronics plc.
6 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 26 May 2021, 17:37.

Change

Previous filing in this sequence was filed on 20 May 2021.
Current net transaction value: -$2,606,274.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CATM transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +43,096
Change %: +8.2%
Price: $0.000000
Shares after: 571,627
Date: 24 May 2021
Ownership: Direct

CATM transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +39,658
Change %: +6.9%
Price: $0.000000
Shares after: 611,285
Date: 24 May 2021
Ownership: Direct

CATM transaction

Common Stock

Tax liability

Transaction value: $1,495,861
Shares: -38,454
Change %: -6.3%
Price: $38.90
Shares after: 572,831
Date: 24 May 2021
Ownership: Direct
Footnotes: F1

CATM transaction

Common Stock

Tax liability

Transaction value: $1,110,414
Shares: -28,538
Change %: -5%
Price: $38.91
Shares after: 544,293
Date: 24 May 2021
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CATM transaction Derivative

Stock Options

Options Exercise

Transaction value: $0
Shares: -43,096
Change %: -65%
Price: $0.000000
Shares after: 22,844
Date: 24 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 43,096
Exercise price: $31.99
Footnotes: F2

CATM transaction Derivative

Stock Options

Options Exercise

Transaction value: $0
Shares: -39,658
Change %: -33%
Price: $0.000000
Shares after: 79,316
Date: 24 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 39,658
Exercise price: $20.92
Footnotes: F3

CATM holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 114,544
Date: 24 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 114,544
Exercise price: $22.31
Footnotes: F4

CATM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 91,116
Date: 24 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 91,116
Exercise price
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Shares surrendered to cover the cost of exercise and withholding tax obligations arising from the exercise of stock options.

Footnote F2

Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.

Footnote F3

Represents Stock Options awarded on March 31, 2020 under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.

Footnote F4

Represents Stock Options awarded on March 30, 2018 under the Cardtronics 2018 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2019, January 31, 2020, and January 31, 2021.

Footnote F5

Each Restricted Stock Unit represents a contingent right to receive one common share of Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.