Gang Lai - 07 May 2026 Form 4 Insider Report for Universe Pharmaceuticals INC (UPC)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: UPC
Reported as of: 07 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 21 May 2026, 16:16:12 UTC
Prior SEC filing: 18 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Gang Lai

Key filing fact

Gang Lai filed Form 4 for Universe Pharmaceuticals INC (UPC) on 21 May 2026.

Key facts

This page summarizes Gang Lai's Form 4 filing for Universe Pharmaceuticals INC (UPC).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 21 May 2026, 16:16.

Change

Previous filing in this sequence was filed on 18 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002112995 Primary reporting owner

Lai Gang

Relationship: Chief Executive Officer, Director, 10%+ Owner
Address: 265 JINGJIU AVENUE, JINGGANGSHAN ECON. AND TECH. DEV. ZONE, JI'AN, JIANGXI, CHINA
Signature: /s/ Gang Lai
Signature date: 21 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UPC transaction

Class A ordinary shares, par value US$0.00001 per share

Award

Transaction value
Shares: +71,890
Change %
Price
Shares after: 71,890
Date: 07 May 2026
Ownership: Direct
Footnotes: F1

UPC transaction

Class B ordinary shares, par value US$0.00001 per share

Award

Transaction value
Shares: +12,610
Change %
Price
Shares after: 12,610
Date: 07 May 2026
Ownership: Direct
Footnotes: F1

UPC holding

Class B ordinary shares, par value US$0.00001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,467
Date: 07 May 2026
Ownership: By Sununion Holding Group Limited
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents a grant of ordinary shares under the Issuer's 2026 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in consideration for past services rendered by the Reporting Person. The grant is subject to the terms of an award agreement entered into by and between the Reporting Person and the Issuer, dated May 5, 2026.

Footnote F2

Represents 3,467 Class B ordinary shares held by Sununion Holding Group Limited, a business company incorporated in the British Virgin Islands, which is owned as to 100% and controlled by Gang Lai. The registered address of Sununion Holding Group Limited is Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands.