Caroline Ann Winn - 19 May 2026 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Reporting relationship: Director, Other*
Issuer ticker: AWR
Reported as of: 19 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 May 2026, 20:27:48 UTC
Prior SEC filing: 28 Jan 2026
Next SEC filing: 17 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Caroline A. Winn

Filing notes and source

Key filing fact

Caroline Ann Winn filed Form 4 for AMERICAN STATES WATER CO (AWR) on 19 May 2026.

Key facts

This page summarizes Caroline Ann Winn's Form 4 filing for AMERICAN STATES WATER CO (AWR).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 19 May 2026, 20:27.

Change

Previous filing in this sequence was filed on 28 Jan 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001922699 Primary reporting owner

Winn Caroline Ann

Relationship: Director, Other*
Address: 630 E FOOTHILL BLVD, SAN DIMAS
Signature: /s/ Caroline A. Winn
Signature date: 19 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AWR transaction

Common Shares

Award

Transaction value
Shares: +3
Change %: +0.32%
Price: $73.52^*
Shares after: 1,083
Date: 03 Sep 2025
Ownership: Direct
Footnotes: F1

AWR transaction

Common Shares

Disposed to Issuer

Transaction value
Shares: -0
Change %: -0%
Price: $0.000000^*
Shares after: 1,083
Date: 14 Feb 2026
Ownership: Direct
Footnotes: F2

AWR transaction

Common Shares

Award

Transaction value
Shares: +527
Change %: +49%
Price: $75.92^*
Shares after: 1,610
Date: 19 May 2026
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Der units credited on 09/03/2025 at FMV

Footnote F2

Adjustment due to partial shares

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