Todd J. Carter - 15 May 2026 Form 4 Insider Report for HOULIHAN LOKEY, INC. (HLI)

Reporting relationship: Director
Issuer ticker: HLI
Reported as of: 15 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 May 2026, 16:32:46 UTC
Prior SEC filing: 23 May 2025
Source filing: View source filing
Reporting owner signature: J. Lindsey Alley, Attorney-in-Fact for Todd J. Carter

Key filing fact

Todd J. Carter filed Form 4 for HOULIHAN LOKEY, INC. (HLI) on 19 May 2026.

Key facts

This page summarizes Todd J. Carter's Form 4 filing for HOULIHAN LOKEY, INC. (HLI).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 19 May 2026, 16:32.

Change

Previous filing in this sequence was filed on 23 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001679143 Primary reporting owner

Carter Todd J

Relationship: Director
Address: C/O HOULIHAN LOKEY, INC, 10250 CONSTELLATION BLVD., 5TH FLOOR, LOS ANGELES
Signature: J. Lindsey Alley, Attorney-in-Fact for Todd J. Carter
Signature date: 19 May 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HLI transaction Derivative

CLASS B COMMON STOCK

Tax liability

Transaction value
Shares: -13,707
Change %: -15%
Price: $150.35^*
Shares after: 76,198
Date: 15 May 2026
Ownership: By HL Voting Trust
Underlying class: CLASS A COMMON STOCK
Underlying amount: 13,707
Exercise price
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

Footnote F2

Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.

Footnote F3

The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.