Akshay Sudhir Naheta - 15 May 2026 Form 4 Insider Report for Bakkt, Inc. (BKKT)

Reporting relationship: Chief Executive Officer
Issuer ticker: BKKT
Reported as of: 15 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 18 May 2026, 16:57:53 UTC
Prior SEC filing: 04 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Akshay Sudhir Naheta

Key filing fact

Akshay Sudhir Naheta filed Form 4 for Bakkt, Inc. (BKKT) on 18 May 2026.

Key facts

This page summarizes Akshay Sudhir Naheta's Form 4 filing for Bakkt, Inc. (BKKT).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 18 May 2026, 16:57.

Change

Previous filing in this sequence was filed on 04 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002062543 Primary reporting owner

Naheta Akshay Sudhir

Relationship: Chief Executive Officer
Address: 3280 PEACHTREE ROAD NE, 7TH FLOOR, ATLANTA
Signature: /s/ Akshay Sudhir Naheta
Signature date: 18 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BKKT transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +33,557
Change %: +0.37%
Price: $10.00^*
Shares after: 9,093,522
Date: 15 May 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BKKT transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -33,557
Change %: -2.6%
Price: $0.000000^*
Shares after: 1,275,168
Date: 15 May 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 33,557
Exercise price: $10.00
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes 803,861 Performance Stock Units that remain subject to certain vesting conditions

Footnote F2

Represent stock options to purchase shares of the Issuer's Class A Common Stock ("Options") granted on July 29, 2025. The Options are a commitment by the grantee to exercise a predetermined number of Options every quarter for eight quarters (the "Committed Options") at an exercise price per share equal to $10,00, which reflects the fair market value of a share of Class A Common Stock on the grant date. If the reporting person does not exercise the Committed Options in any quarter, then all remaining Options are forfeited. One-eighth of the Options will become exercisable each quarter (each, a "Quarterly Tranche"). The Committed Options are exercisable over a two-day period in the applicable quarter (the "Exercise Period"); provided that if the Exercise Period for a Quarterly Tranche occurs during a blackout period, then such Exercise Period shall instead be the next quarterly Exercise Period.