Alan Yu - 11 Mar 2026 Form 4 Insider Report for Karat Packaging Inc. (KRT)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: KRT
Reported as of: 11 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 14 May 2026, 21:28:22 UTC
Prior SEC filing: 01 Jul 2025
Next SEC filing: 15 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Alan Yu

Key filing fact

Alan Yu filed Form 4 for Karat Packaging Inc. (KRT) on 14 May 2026.

Key facts

This page summarizes Alan Yu's Form 4 filing for Karat Packaging Inc. (KRT).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 14 May 2026, 21:28.

Change

Previous filing in this sequence was filed on 01 Jul 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001790953 Primary reporting owner

Yu Alan

Relationship: Chief Executive Officer, Director, 10%+ Owner
Address: 6185 KIMBALL STREET, CHINO
Signature: /s/ Alan Yu
Signature date: 14 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KRT transaction

Common Stock

Options Exercise

Transaction value
Shares: +8,000
Change %: +0.13%
Price
Shares after: 6,099,305
Date: 12 May 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KRT transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +32,000
Change %
Price: $0.000000^*
Shares after: 32,000
Date: 11 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 32,000
Exercise price
Footnotes: F2, F3

KRT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -8,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 12 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,000
Exercise price
Footnotes: F2, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents shares of Karat Packaging Inc.'s common stock received upon the vesting of restricted stock units ("RSUs").

Footnote F2

The RSUs convert into common stock on a one-for-one basis.

Footnote F3

On March 11, 2026, the reporting person was granted 32,000 RSUs. These RSUs vest in two equal, annual installments beginning on March 10, 2027.

Footnote F4

On March 12, 2024, the reporting person was granted 24,000 RSUs. These RSUs were scheduled to vest in three equal, annual installments beginning on May 12, 2024.