Peter C. Farrell - 27 Jan 2023 Form 4 Insider Report for Evolus, Inc. (EOLS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
31 Jan 2023, 19:40:46 UTC
Prior SEC filing
18 Nov 2022
Next SEC filing
23 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jeffrey J. Plumer, as attorney-in-fact for Peter Farrell

Key filing fact

Peter C. Farrell filed Form 4 for Evolus, Inc. (EOLS) on 31 Jan 2023.

Key facts

  • This page summarizes Peter C. Farrell's Form 4 filing for Evolus, Inc. (EOLS).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 31 Jan 2023, 19:40.

Change

  • Previous filing in this sequence was filed on 18 Nov 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EOLS transaction

Common Stock

Award

Transaction value
$0
Shares
+8,293
Change %
+24%
Price
$0.000000
Shares after
43,174
Date
27 Jan 2023
Ownership
Direct
Footnotes
F1
EOLS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
27 Jan 2023
Ownership
By trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EOLS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+11,789
Change %
Price
$0.000000
Shares after
11,789
Date
27 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,789
Exercise price
$10.25
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 27, 2023, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer

Footnote F2

The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of January 27, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .