Michael S. Gross - 12 May 2026 Form 4 Insider Report for SLR Investment Corp. (SLRC)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
14 May 2026, 16:05:03 UTC
Prior SEC filing
16 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael S. Gross

Key filing fact

Michael S. Gross filed Form 4 for SLR Investment Corp. (SLRC) on 14 May 2026.

Key facts

  • This page summarizes Michael S. Gross's Form 4 filing for SLR Investment Corp. (SLRC).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 14 May 2026, 16:05.

Change

  • Previous filing in this sequence was filed on 16 Mar 2026.
  • Current net transaction value: +$261,849.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001186884 Primary reporting owner

GROSS MICHAEL S

Relationship
Co-Chief Executive Officer, President, Chairman of the Board, Director
Address
C/O SLR INVESTMENT CORP., 500 PARK AVENUE, NEW YORK
Signature
/s/ Michael S. Gross
Signature date
14 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SLRC transaction

Common Stock

Purchase

Transaction value
$130,853
Shares
+10,000
Change %
+0.25%
Price
$13.09
Shares after
4,035,153
Date
12 May 2026
Ownership
See Footnotes
Footnotes
F1, F2, F3, F4, F5
SLRC transaction

Common Stock

Purchase

Transaction value
$130,996
Shares
+10,000
Change %
+0.25%
Price
$13.10
Shares after
4,045,153
Date
13 May 2026
Ownership
See Footnotes
Footnotes
F2, F3, F4, F5, F6
SLRC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
227,789
Date
12 May 2026
Ownership
Direct
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on May 12, 2026 is based on prices ranging from a low of $13.06 per share to a high of $13.09 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote (1) and footnote (6) to this Form 4.

Footnote F2

The total includes 1,030,293 shares of SLR Investment Corp. (the "Issuer") held by the Solar Capital Partners Employee Stock Plan, LLC (the "SCP Plan"). The SCP Plan is controlled by SLR Capital Partners, LLC ("SLR Capital Partners"). Messrs. Michael S. Gross and Bruce J. Spohler may be deemed to indirectly beneficially own a portion of the shares held by the SCP Plan by virtue of their collective ownership interest in SLR Capital Partners. In addition, the total includes 207,618 shares of the Issuer directly held by Mr. Gross' profit sharing plan (the "Profit Sharing Plan") following the transactions reported herein.

Footnote F3

(Continued from Footnote (2)) In addition, the total includes 1,285,013 shares of the Issuer held by Solar Capital Investors, LLC ("Solar Capital I") and 715,000 shares of the Issuer held by Solar Capital Investors II, LLC ("Solar Capital II"), a portion of each of which may be deemed to be indirectly beneficially owned by Mr. Gross, a grantor retained annuity trust (the "GRAT") setup by and for Mr. Gross and for which he serves as trustee, and Mr. Spohler. Also, 355,107 shares of the Issuer are held by Solar Senior Capital Investors, LLC ("Solar Senior Investors") and 77 shares of the Issuer are held by SLR Capital Management, LLC ("SLR Management"), a portion held by each entity may be deemed to be indirectly beneficially owned by Mr. Gross and Mr. Spohler.

Footnote F4

(Continued from Footnote (3)) The total indirect ownership also includes 117,617 shares of the Issuer held by certain trusts for the benefit of family members for which Mr. Gross serves as trustee (the "Family Trusts"). Mr. Gross may be deemed to directly beneficially own these shares by virtue of his control with respect to the Family Trusts. The total includes 334,428 shares of the Issuer held by the GRAT.

Footnote F5

(Continued from Footnote (4)) Mr. Gross may be deemed to directly beneficially own these shares as the sole participant in the Profit Sharing Plan and as trustee and immediate family member of the Family Trusts. Mr. Gross disclaims beneficial ownership of any of the Issuer's securities directly held by the SCP Plan, Solar Capital I, Solar Capital II, Solar Senior Investors, SLR Management or the Family Trusts except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Gross is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on May 13, 2026 is based on prices ranging from a low of $13.09 per share to a high of $13.10 per share.

SEC remarks

Co-Chief Executive Officer, President, Chairman of the Board

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