John A. Catsimatidis Jr. - 11 May 2026 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Reporting relationship: Director
Issuer ticker: TPB
Reported as of: 11 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 13 May 2026, 20:23:40 UTC
Prior SEC filing: 09 May 2025
Source filing: View source filing
Reporting owner signature: /s/ John A. Catsimatidis Jr.

Key filing fact

John A. Catsimatidis Jr. filed Form 4 for Turning Point Brands, Inc. (TPB) on 13 May 2026.

Key facts

This page summarizes John A. Catsimatidis Jr.'s Form 4 filing for Turning Point Brands, Inc. (TPB).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 13 May 2026, 20:23.

Change

Previous filing in this sequence was filed on 09 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002022852 Primary reporting owner

Catsimatidis John A. Jr

Relationship: Director
Address: 5201 INTERCHANGE WAY, LOUISVILLE
Signature: /s/ John A. Catsimatidis Jr.
Signature date: 13 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TPB transaction

Common Stock

Award

Transaction value
Shares: +1,295
Change %: +9.6%
Price: $92.71^*
Shares after: 14,768
Date: 11 May 2026
Ownership: Direct
Footnotes: F1

TPB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 400,000
Date: 11 May 2026
Ownership: Shares owned by United Refining, Inc.
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reported transaction involved the reporting person's receipt of a grant of 1,295 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,295 restricted stock units and 13,473 shares of common stock.

Footnote F2

The securities reported are owned directly by United Refining, Inc., an indirect wholly owned subsidiary of Red Apple Group, Inc. Mr. Catsimatidis Jr. is the President and Chief Operating Officer of Red Apple Group, Inc., and by virtue of this position may be deemed the beneficial owner of securities owned by United Refining, Inc. Mr. Catsimatidis Jr. disclaims beneficial ownership of the securities owned by United Refining, Inc., except to the extent of his pecuniary interest therein.