David Spector - 12 May 2026 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Reporting relationship: Chairman & CEO, Director
Issuer ticker: PFSI
Reported as of: 12 May 2026
Net transaction value: -$879,858
SEC form: 4
Accepted by SEC: 13 May 2026, 17:14:26 UTC
Prior SEC filing: 08 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Spector

Key filing fact

David Spector filed Form 4 for PennyMac Financial Services, Inc. (PFSI) on 13 May 2026.

Key facts

This page summarizes David Spector's Form 4 filing for PennyMac Financial Services, Inc. (PFSI).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 13 May 2026, 17:14.

Change

Previous filing in this sequence was filed on 08 May 2026.
Current net transaction value: -$879,858.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001275713 Primary reporting owner

SPECTOR DAVID

Relationship: Chairman & CEO, Director
Address: C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE
Signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Signature date: 13 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFSI transaction

Common Stock

Sale

Transaction value: $240,831
Shares: -2,772
Change %: -3.9%
Price: $86.88
Shares after: 67,832
Date: 12 May 2026
Ownership: ST Family Investment Company LLC
Footnotes: F1, F2

PFSI transaction

Common Stock

Sale

Transaction value: $276,735
Shares: -3,144
Change %: -4.6%
Price: $88.02
Shares after: 64,688
Date: 12 May 2026
Ownership: ST Family Investment Company LLC
Footnotes: F1, F3

PFSI transaction

Common Stock

Sale

Transaction value: $362,292
Shares: -4,084
Change %: -6.3%
Price: $88.71
Shares after: 60,604
Date: 12 May 2026
Ownership: ST Family Investment Company LLC
Footnotes: F1, F4

PFSI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 504,401
Date: 12 May 2026
Ownership: Direct
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2025.

Footnote F2

The price reported is the weighted average price of multiple transactions ranging from $86.40 to $87.375. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Footnote F3

The price reported is the weighted average price of multiple transactions ranging from $87.41 to $88.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Footnote F4

The price reported is the weighted average price of multiple transactions ranging from $88.47 to $88.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Footnote F5

The reported amount consists of 37,841 restricted stock units and 466,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.