Richard K. Carnifax - 07 May 2026 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Reporting relationship: COO and Interim CEO
Issuer ticker: UEIC
Reported as of: 07 May 2026
Net transaction value: -$1,541
SEC form: 4
Accepted by SEC: 08 May 2026, 18:03:30 UTC
Prior SEC filing: 13 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/Richard K. Carnifax, by Bryan Allison, pursuant to Limited Power of Attorney dated March 4, 2026

Key filing fact

Richard K. Carnifax filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 08 May 2026.

Key facts

This page summarizes Richard K. Carnifax's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 08 May 2026, 18:03.

Change

Previous filing in this sequence was filed on 13 Feb 2026.
Current net transaction value: -$1,541.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001938060 Primary reporting owner

Carnifax Richard K

Relationship: COO and Interim CEO
Address: 15147 N SCOTTSDALE RD STE H300, SCOTTSDALE
Signature: /s/Richard K. Carnifax, by Bryan Allison, pursuant to Limited Power of Attorney dated March 4, 2026
Signature date: 08 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UEIC transaction

Common Stock

Options Exercise

Transaction value
Shares: +1,166
Change %: +7.3%
Price
Shares after: 17,155
Date: 07 May 2026
Ownership: Direct
Footnotes: F1

UEIC transaction

Common Stock

Sale

Transaction value: $1,541
Shares: -362
Change %: -2.1%
Price: $4.26
Shares after: 16,793
Date: 08 May 2026
Ownership: Direct
Footnotes: F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UEIC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -1,166
Change %: -25%
Price: $0.000000^*
Shares after: 3,498
Date: 07 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,166
Exercise price
Footnotes: F1, F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

Footnote F2

Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person.

Footnote F3

Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.25 to $4.26 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Footnote F4

On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter.

Footnote F5

This figure represents an aggregate number of RSUs held by the Reporting Person.