Krishna Shivram - 06 May 2026 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 May 2026, 16:00:07 UTC
Prior SEC filing
24 Mar 2026
Next SEC filing
19 May 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Preston B. Ray, attorney-in-fact

Key filing fact

Krishna Shivram filed Form 4 for Allison Transmission Holdings Inc (ALSN) on 08 May 2026.

Key facts

  • This page summarizes Krishna Shivram's Form 4 filing for Allison Transmission Holdings Inc (ALSN).
  • 4 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 08 May 2026, 16:00.

Change

  • Previous filing in this sequence was filed on 24 Mar 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001512863 Primary reporting owner

Shivram Krishna

Relationship
Director
Address
C/O ALLISON TRANSMISSION HOLDINGS, INC., ONE ALLISON WAY, INDIANAPOLIS
Signature
/s/ Preston B. Ray, attorney-in-fact
Signature date
08 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALSN transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,586
Change %
+20%
Price
$0.000000*
Shares after
9,633
Date
06 May 2026
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALSN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-1,570
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,570
Exercise price
Footnotes
F3, F4
ALSN transaction Derivative

Dividend Equivalent Rights

Options Exercise

Transaction value
Shares
-16
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16
Exercise price
Footnotes
F5, F6
ALSN transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+1,503
Change %
Price
$0.000000*
Shares after
1,503
Date
07 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,503
Exercise price
Footnotes
F3, F7, F8, F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Settlement of restricted stock units ("RSUs") and related dividend equivalents.

Footnote F2

Includes 16 dividend equivalents.

Footnote F3

Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

Footnote F4

On May 8, 2025, the reporting person was granted 1,570 RSUs that vested on May 6, 2026.

Footnote F5

Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Footnote F6

The dividend equivalent rights accrued on previously awarded RSUs and vested on May 7, 2025.

Footnote F7

The RSUs represent the reporting person's annual equity award under the Company's Ninth Amended and Restated Non-Employee Director Compensation Policy.

Footnote F8

The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Footnote F9

The number of RSUs received was calculated based on $123.02, which was the closing price of the Company's common stock on the date of grant.

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