Bruce N. Alpert - 28 Feb 2021 Form 4 Insider Report for Gabelli Global Small & Mid Cap Value Trust (GGZ)

Reporting relationship: President
Issuer ticker: GGZ
Reported as of: 28 Feb 2021
Net transaction value: -$104,250
SEC form: 4
Accepted by SEC: 02 Mar 2022, 19:03:43 UTC
Prior SEC filing: 19 May 2021
Next SEC filing: 25 May 2021
Source filing: View source filing
Reporting owner signature: Bruce N. Alpert

Key filing fact

Bruce N. Alpert filed Form 4 for Gabelli Global Small & Mid Cap Value Trust (GGZ) on 02 Mar 2022.

Key facts

This page summarizes Bruce N. Alpert's Form 4 filing for Gabelli Global Small & Mid Cap Value Trust (GGZ).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 02 Mar 2022, 19:03.

Change

Previous filing in this sequence was filed on 19 May 2021.
Current net transaction value: -$104,250.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GGZ transaction

Series A Cumulative Preferred Shares

Other

Transaction value: $79,250
Shares: -3,170
Change %: -100%
Price: $25.00
Shares after: 0
Date: 28 Feb 2022
Ownership: Direct
Footnotes: F1

GGZ transaction

Series A Cumulative Preferred Shares

Other

Transaction value: $25,000
Shares: -1,000
Change %: -100%
Price: $25.00
Shares after: 0
Date: 28 Feb 2022
Ownership: By spouse
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022.