Adam D. Nelson - 01 May 2026 Form 4/A - Amendment Insider Report for Triumph Financial, Inc. (TFIN)

Reporting relationship
EVP and General Counsel
Issuer ticker
TFIN
Reported as of
01 May 2026
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
4/A - Amendment
Accepted by SEC
05 May 2026, 20:02:13 UTC
Original report date
05 May 2026
Prior SEC filing
19 Dec 2025
Next SEC filing
05 Aug 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Adam D. Nelson

Key filing fact

Adam D. Nelson filed Form 4/A - Amendment for Triumph Financial, Inc. (TFIN) on 05 May 2026.

Key facts

  • This page summarizes Adam D. Nelson's Form 4/A - Amendment filing for Triumph Financial, Inc. (TFIN).
  • 4 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 05 May 2026, 20:02.

Change

  • Previous filing in this sequence was filed on 19 Dec 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001621766 Primary reporting owner

Nelson Adam D

Relationship
EVP and General Counsel
Address
12700 PARK CENTRAL DRIVE, SUITE 1700, DALLAS
Signature
Adam D. Nelson
Signature date
05 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TFIN transaction

Common Stock

Award

Transaction value
Shares
+1,850
Change %
+7.5%
Price
$0.000000*
Shares after
26,682
Date
01 May 2026
Ownership
Direct
Footnotes
F1
TFIN transaction

Common Stock

Award

Transaction value
Shares
+2,017
Change %
+7.6%
Price
$0.000000*
Shares after
28,699
Date
01 May 2026
Ownership
Direct
Footnotes
F2, F3
TFIN transaction

Common Stock

Tax liability

Transaction value
Shares
-1,194
Change %
-4.2%
Price
$67.55*
Shares after
27,505
Date
01 May 2026
Ownership
Direct
Footnotes
F4, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TFIN transaction Derivative

Employee Stock Options

Award

Transaction value
Shares
+3,432
Change %
Price
$0.000000*
Shares after
3,432
Date
01 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,432
Exercise price
$67.55
Footnotes
F6, F7
TFIN holding Derivative

Employee Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,409
Date
01 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,409
Exercise price
$54.38
Footnotes
F6, F7
TFIN holding Derivative

Employee Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,010
Date
01 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,010
Exercise price
$72.00
Footnotes
F6, F7
TFIN holding Derivative

Employee Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,976
Date
01 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,976
Exercise price
$51.25
Footnotes
F6, F7
TFIN holding Derivative

Employee Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,187
Date
01 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,187
Exercise price
$69.44
Footnotes
F6, F7
TFIN holding Derivative

Employee Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,802
Date
01 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,802
Exercise price
$88.63
Footnotes
F6, F7
TFIN holding Derivative

Employee Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,529
Date
01 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,529
Exercise price
$31.00
Footnotes
F6, F7
TFIN holding Derivative

Employee Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,508
Date
01 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,508
Exercise price
$38.75
Footnotes
F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Footnote F2

Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Footnote F3

This Form 4/A amends the Form 4 filed on May 5, 2026 to correct the number of shares reported in Box 4 from 2,710 shares to 2,017 shares.

Footnote F4

Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards.

Footnote F5

Consists of (i) 23,044 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Footnote F6

Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

Footnote F7

Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

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