Key facts
- This page summarizes Oaktree Capital Group Holdings GP, LLC's Form 4 filing for SunOpta Inc. (STKL).
- 5 reported transactions and 16 derivative rows are listed below.
- Accepted by SEC: 05 May 2026, 17:45.
Oaktree Capital Group Holdings GP, LLC - 01 May 2026 Form 4 Insider Report for SunOpta Inc. (STKL)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- STKL
- Reported as of
- 01 May 2026
- Net transaction value
- -$134,236,778
- SEC form
- 4
- Accepted by SEC
- 05 May 2026, 17:45:43 UTC
- Prior SEC filing
- 13 Nov 2025
- Next SEC filing
- 01 Jul 2026
- Source filing
- View source filing
- Reporting owner signature
- Oaktree Capital Group Holdings GP, LLC, By: /s/ Henry Orren, Managing Director
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Oaktree Capital Group Holdings GP, LLC filed Form 4 for SunOpta Inc. (STKL) on 05 May 2026.
Change
- Previous filing in this sequence was filed on 13 Nov 2025.
- Current net transaction value: -$134,236,778.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (4)
CIK 0001403525
Primary reporting owner
Oaktree Capital Group Holdings GP, LLC
- Relationship
- 10%+ Owner
- Address
- C/O OAKTREE CAPITAL MANAGEMENT, L.P., 333 SOUTH GRAND AVENUE, 28TH FLOOR, LOS ANGELES
- Signature
- Oaktree Capital Group Holdings GP, LLC, By: /s/ Henry Orren, Managing Director
- Signature date
- 05 May 2026
CIK 0001790787
Oaktree Capital Holdings, LLC
- Relationship
- 10%+ Owner
- Address
- C/O OAKTREE CAPITAL MANAGEMENT, L.P., 333 SOUTH GRAND AVENUE, 28TH FLOOR, LOS ANGELES
- Signature
- Oaktree Capital Holdings, LLC, By: /s/ Henry Orren, Managing Director
- Signature date
- 05 May 2026
CIK 0001687181
Oaktree Huntington Investment Fund II, L.P.
- Relationship
- 10%+ Owner
- Address
- C/O OAKTREE CAPITAL MANAGEMENT, L.P., 333 SOUTH GRAND AVENUE, 28TH FLOOR, LOS ANGELES
- Signature
- Oaktree Huntington Investment Fund II, L.P., By: /s/ Zachary Serebrenik, Managing Director
- Signature date
- 05 May 2026
CIK 0001687182
Oaktree Organics, L.P.
- Relationship
- 10%+ Owner
- Address
- C/O OAKTREE CAPITAL MANAGEMENT, L.P., 333 SOUTH GRAND AVENUE, 28TH FLOOR, LOS ANGELES
- Signature
- Oaktree Organics, L.P., By: /s/ Zachary Serebrenik, Managing Director
- Signature date
- 05 May 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
STKL
transaction
Common Shares
Sale
- Transaction value
- $134,236,778
- Shares
- -20,651,812
- Change %
- -100%
- Price
- $6.50
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Footnotes
- F1, F2, F3
STKL
transaction
Common Shares
Sale
- Transaction value
- $134,236,778
- Shares
- -20,651,812
- Change %
- -100%
- Price
- $6.50
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Footnotes
- F1, F2, F3
STKL
transaction
Common Shares
Sale
- Transaction value
- $134,236,778
- Shares
- -20,651,812
- Change %
- -100%
- Price
- $6.50
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Footnotes
- F1, F2, F3
STKL
transaction
Common Shares
Sale
- Transaction value
- $134,236,778
- Shares
- -20,651,812
- Change %
- -100%
- Price
- $6.50
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
STKL
transaction
Derivative
Series B-1 Preferred Stock
Sale
- Transaction value
- Shares
- -30,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Exchange Shares
- Underlying amount
- 12,178,666
- Exercise price
- $2.50
- Footnotes
- F2, F4, F5
STKL
transaction
Derivative
Series B-1 Preferred Stock
Sale
- Transaction value
- Shares
- -30,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Exchange Shares
- Underlying amount
- 12,178,666
- Exercise price
- $2.50
- Footnotes
- F2, F4, F5
STKL
transaction
Derivative
Series B-1 Preferred Stock
Sale
- Transaction value
- Shares
- -30,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Exchange Shares
- Underlying amount
- 12,178,666
- Exercise price
- $2.50
- Footnotes
- F2, F4, F5
STKL
transaction
Derivative
Series B-1 Preferred Stock
Sale
- Transaction value
- Shares
- -30,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Exchange Shares
- Underlying amount
- 12,178,666
- Exercise price
- $2.50
- Footnotes
- F2, F4, F5
STKL
transaction
Derivative
Special Shares, Series 2
Sale
- Transaction value
- Shares
- -2,932,453
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Special Shares
- Underlying amount
- Exercise price
- $0.000000
- Footnotes
- F2, F6
STKL
transaction
Derivative
Special Shares, Series 2
Sale
- Transaction value
- Shares
- -2,932,453
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Special Shares
- Underlying amount
- Exercise price
- $0.000000
- Footnotes
- F2, F6
STKL
transaction
Derivative
Special Shares, Series 2
Sale
- Transaction value
- Shares
- -2,932,453
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Special Shares
- Underlying amount
- Exercise price
- $0.000000
- Footnotes
- F2, F6
STKL
transaction
Derivative
Special Shares, Series 2
Sale
- Transaction value
- Shares
- -2,932,453
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Special Shares
- Underlying amount
- Exercise price
- $0.000000
- Footnotes
- F2, F6
STKL
transaction
Derivative
Cash-Settled Total Return Swap
Sale
- Transaction value
- Shares
- -1
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Common Shares
- Underlying amount
- 871,170
- Exercise price
- $12.08
- Footnotes
- F2, F7, F8
STKL
transaction
Derivative
Cash-Settled Total Return Swap
Sale
- Transaction value
- Shares
- -1
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Common Shares
- Underlying amount
- 871,170
- Exercise price
- $12.08
- Footnotes
- F2, F7, F8
STKL
transaction
Derivative
Cash-Settled Total Return Swap
Sale
- Transaction value
- Shares
- -1
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Common Shares
- Underlying amount
- 871,170
- Exercise price
- $12.08
- Footnotes
- F2, F7, F8
STKL
transaction
Derivative
Cash-Settled Total Return Swap
Sale
- Transaction value
- Shares
- -1
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Common Shares
- Underlying amount
- 871,170
- Exercise price
- $12.08
- Footnotes
- F2, F7, F8
STKL
transaction
Derivative
Cash-Settled Total Return Swap
Sale
- Transaction value
- Shares
- -1
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Common Shares
- Underlying amount
- 4,404,034
- Exercise price
- $12.08
- Footnotes
- F2, F7, F8
STKL
transaction
Derivative
Cash-Settled Total Return Swap
Sale
- Transaction value
- Shares
- -1
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Common Shares
- Underlying amount
- 4,404,034
- Exercise price
- $12.08
- Footnotes
- F2, F7, F8
STKL
transaction
Derivative
Cash-Settled Total Return Swap
Sale
- Transaction value
- Shares
- -1
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Common Shares
- Underlying amount
- 4,404,034
- Exercise price
- $12.08
- Footnotes
- F2, F7, F8
STKL
transaction
Derivative
Cash-Settled Total Return Swap
Sale
- Transaction value
- Shares
- -1
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 May 2026
- Ownership
- See
- Underlying class
- Common Shares
- Underlying amount
- 4,404,034
- Exercise price
- $12.08
- Footnotes
- F2, F7, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Oaktree Capital Group Holdings GP, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 8 footnotes
Footnote F1
The reported securities were disposed of in connection with the consummation of the plan of arrangement (the "Plan of Arrangement") of SunOpta Inc. (the "Issuer") and 2786694 Alberta Ltd. (the "Purchaser").
Footnote F2
Oaktree Capital Holdings, LLC ("OCG") and Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the duly appointed manager of OCG, indirectly control each of the direct holders of the reported securities and, accordingly, may each be deemed to beneficially own the reported securities, but each of the reporting persons disclaims beneficial ownership except to the extent of its pecuniary interest therein.
Footnote F3
Represents 17,241,579 Common Shares held directly by Oaktree Organics, L.P. ("Oaktree Organics") and 3,410,233 Common Shares held directly by Oaktree Huntington Investment Fund II, L.P. ("OHIF").
Footnote F4
Pursuant to the Plan of Arrangement, each issued and outstanding share of the Series B-1 Preferred Stock in the capital of SunOpta Foods, Inc. ("Series B-1 Preferred Stock"), a wholly-owned subsidiary of the Issuer was transferred to the Issuer in exchange for an aggregate of 12,178,666.40 Exchange Shares, calculated by multiplying the number of shares of Series B-1 Preferred Stock by 405.9555467 (being the exchange rate of the Series B-1 Preferred Stock contemplated by their terms), and the resulting Exchange Shares were transferred to Purchaser in exchange for a cash payment of $6.50 per share.
Footnote F5
The reported securities were directly held as follows: (i) 12,538.52 shares of Series B-1 Preferred Stock held by Oaktree Organics; (ii) 2,461.48 shares of Series B-1 Preferred Stock held by OHIF; and (iii) 15,000 shares of Series B-1 Preferred Stock held by OCG.
Footnote F6
Represents Special Shares, Series 2, directly held by Oaktree Organics, OHIF, and OCG, which pursuant to the Plan of Arrangement, were disposed of for no consideration.
Footnote F7
OHIF and Oaktree Special Situations Fund, L.P. (together, the "Trading Funds") were parties to certain cash-settled total return swaps with respect to the reported number of common shares of the Issuer (the "Cash-Settled Swaps"). Pursuant to their terms, upon termination of the Cash-Settled Swaps, the Trading Funds were obligated to pay to the counterparty any negative price performance of the terminated quantity of the Issuer's common shares, and the counterparty was obligated to pay the Trading Funds any positive price performance of the specified quantity of the Issuer's common shares. In connection with consummation of the Plan of Arrangement, the Cash-Settled Swaps were terminated pursuant to their terms.
Footnote F8
OCG is indirectly the general partner or manager of each of the Trading Funds.