Carlos M. Sepulveda - 01 May 2026 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Reporting relationship: Director
Issuer ticker: TFIN
Reported as of: 01 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 May 2026, 16:34:34 UTC
Prior SEC filing: 02 Jul 2025
Next SEC filing: 14 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Adam D. Nelson, Attorney-in-fact

Key filing fact

Carlos M. Sepulveda filed Form 4 for Triumph Financial, Inc. (TFIN) on 05 May 2026.

Key facts

This page summarizes Carlos M. Sepulveda's Form 4 filing for Triumph Financial, Inc. (TFIN).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 05 May 2026, 16:34.

Change

Previous filing in this sequence was filed on 02 Jul 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001405703 Primary reporting owner

Sepulveda Carlos M

Relationship: Director
Address: 12700 PARK CENTRAL DRIVE, SUITE 1700, DALLAS
Signature: /s/ Adam D. Nelson, Attorney-in-fact
Signature date: 05 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TFIN transaction

Common Stock

Award

Transaction value
Shares: +1,628
Change %: +0.46%
Price: $0.000000^*
Shares after: 352,940
Date: 01 May 2026
Ownership: Direct
Footnotes: F1, F2

TFIN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 265
Date: 01 May 2026
Ownership: By Spouse
Footnotes: F3

TFIN holding

Depository Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,798
Date: 01 May 2026
Ownership: Direct
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares represented by time-vested restricted stock units that vest one year from date of award.

Footnote F2

Consists of 209,086 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,628 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

Footnote F3

Represents 265 shares indirectly owned through reporting person's spouse.

Footnote F4

Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.