ICONIQ Capital, LLC - 30 Apr 2026 Form 3 Insider Report for LibreMax Asset-Backed Income Fund

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
05 May 2026, 12:26:14 UTC
Prior SEC filing
13 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
ICONIQ CAPITAL, LLC, By: ICONIQ Capital Group, L.P. its sole member, By ICONIQ Capital Group GP, LLC, its general partner, /s/ Divesh Makan, Authorized Person

Key filing fact

ICONIQ Capital, LLC filed Form 3 for LibreMax Asset-Backed Income Fund on 05 May 2026.

Key facts

  • This page summarizes ICONIQ Capital, LLC's Form 3 filing for LibreMax Asset-Backed Income Fund.
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 05 May 2026, 12:26.

Change

  • Previous filing in this sequence was filed on 13 Feb 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (4)

CIK 0001569709 Primary reporting owner

ICONIQ Capital, LLC

Relationship
10%+ Owner
Address
50 BEALE STREET, SUITE 2300, SAN FRANCISCO
Signature
ICONIQ CAPITAL, LLC, By: ICONIQ Capital Group, L.P. its sole member, By ICONIQ Capital Group GP, LLC, its general partner, /s/ Divesh Makan, Authorized Person
Signature date
05 May 2026
CIK 0002011341

ICONIQ Capital Group, L.P.

Relationship
10%+ Owner
Address
50 BEALE STREET, SUITE 2300, SAN FRANCISCO
Signature
ICONIQ CAPITAL, GROUP, L.P., By: ICONIQ Capital Group GP, LLC. its general partner, /s/ Divesh Makan, Authorized Person
Signature date
05 May 2026
CIK 0001889156

ICONIQ Capital Group GP, LLC

Relationship
10%+ Owner
Address
50 BEALE STREET, SUITE 2300, SAN FRANCISCO
Signature
ICONIQ CAPITAL GROUP GP, LLC, /s/ Divesh Makan, Authorized Person
Signature date
05 May 2026
CIK 0001688143

Makan Divesh

Relationship
10%+ Owner
Address
C/O ICONIQ CAPITAL, 50 BEALE STREET, STE 2300, SAN FRANCISCO
Signature
DIVESH MAKAN, /s/ Divesh Maken
Signature date
05 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,328,369
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F3, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,328,369
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F3, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,328,369
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F3, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,328,369
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F3, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,713,825
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F4, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,713,825
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F4, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,713,825
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F4, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,713,825
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F4, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,066,474
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F5, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,066,474
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F5, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,066,474
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F5, F6, F7
No ticker holding

Class I Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,066,474
Date
30 Apr 2026
Ownership
See Footnotes
Footnotes
F1, F2, F5, F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The Class I Common Shares, no par value per share ("Class I Common Shares") of LibreMax Asset-Backed Income Fund (the "Issuer") reported herein are held directly by LibreMax ABIF Partners, LP ("LibreMax ABIF"). LibreMax ABIF operates as a pass-through entity with respect to the Class I Common Shares of the Issuer held by LibreMax ABIF such that the economic and voting experience of the limited partners of LibreMax ABIF is substantially equivalent to the experience such limited partners would have had they invested directly in the Issuer. Glide Path Solutions 2024 LP ("GPS 2024"), Glide Path Solutions 2025 LP ("GPS 2025"), and Glide Path Solutions 2026 LP ("GPS 2026", and together with GPS 2024 and GPS 2025, the "Funds") hold limited partnership interests in LibreMax ABIF ("Interests"), and as result of holding such Interests are entitled to certain voting and dispositive rights to Class I Common Shares of the Issuer held directly by LibreMax ABIF.

Footnote F2

(continued from Footnote 1) Pursuant to Investment Management Agreements among ICONIQ Capital, LLC ("ICONIQ Capital"), the Funds, and the general partners of the Funds, ICONIQ Capital has exclusive voting and investment power over securities held by the Funds, and as a result, ICONIQ Capital has the right to exercise the voting and dispositive rights to Class I Common Shares of the Issuer that the Funds otherwise would have as a result of holding the Interests and therefore ICONIQ Capital is the beneficial owner of such Class I Common Shares. The Funds disclaim beneficial ownership of the securities of the Issuer reported herein by virtue of their inability to direct the voting or disposal of such securities as a result of their respective Investment Management Agreements with ICONIQ Capital.

Footnote F3

GPS 2024 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).

Footnote F4

GPS 2025 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).

Footnote F5

GPS 2026 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).

Footnote F6

As the sole member of ICONIQ Capital, ICONIQ Capital Group, L.P. ("ICONIQ Goup") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the general partner of ICONIQ Group, ICONIQ Capital Group GP, LLC ("ICONIQ Group GP") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the sole member of ICONIQ Group GP, Divesh Makan ("Mr. Makan", and together with ICONIQ Capital, ICONIQ Group, and ICONIQ Group GP, the "Reporting Persons") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital.

Footnote F7

Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of such Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

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