Norma Ka Yin Chu - 20 Mar 2026 Form 4 Insider Report for DDC Enterprise Ltd (DDC)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
30 Apr 2026, 07:19:33 UTC
Prior SEC filing
18 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Norma Ka Yin Chu

Key filing fact

Norma Ka Yin Chu filed Form 4 for DDC Enterprise Ltd (DDC) on 30 Apr 2026.

Key facts

  • This page summarizes Norma Ka Yin Chu's Form 4 filing for DDC Enterprise Ltd (DDC).
  • 5 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 30 Apr 2026, 07:19.

Change

  • Previous filing in this sequence was filed on 18 Mar 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002047230 Primary reporting owner

Chu Norma Ka Yin

Relationship
CEO, Director, 10%+ Owner
Address
368 9TH AVE, NEW YORK
Signature
/s/ Norma Ka Yin Chu
Signature date
30 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DDC transaction

Class A Ordinary Shares

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares
+1,623,767
Change %
+131%
Price
$0.1600*
Shares after
2,863,245
Date
20 Mar 2026
Ownership
Direct
Footnotes
F1
DDC transaction

Class A Ordinary Shares

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares
+2,613,333
Change %
+91%
Price
$0.1600*
Shares after
5,476,578
Date
28 Apr 2026
Ownership
Direct
Footnotes
F2
DDC holding

Class B Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,750,000
Date
20 Mar 2026
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DDC transaction Derivative

Warrants

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares
-800,000
Change %
-100%
Price
$0.1600*
Shares after
0
Date
20 Mar 2026
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
800,000
Exercise price
$0.1600
Footnotes
F1
DDC transaction Derivative

Warrants

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares
-900,000
Change %
-100%
Price
$0.1600*
Shares after
0
Date
20 Mar 2026
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
900,000
Exercise price
$0.1600
Footnotes
F1
DDC transaction Derivative

Warrants

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares
-2,800,000
Change %
-100%
Price
$0.1600*
Shares after
0
Date
28 Apr 2026
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
2,800,000
Exercise price
$0.1600
Footnotes
F2
DDC holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
88,000
Date
20 Mar 2026
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
88,000
Exercise price
$5.50
DDC holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
320,000
Date
20 Mar 2026
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
320,000
Exercise price
$0.000000
DDC holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,829,268
Date
20 Mar 2026
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
1,829,268
Exercise price
$0.000000
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On March 20, 2026, the reporting person exercised an aggregate of 1,700,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 1,623,767 Class A Ordinary Shares was issued to the reporting person.

Footnote F2

On April 28, 2026, the reporting person exercised an aggregate of 2,800,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 2,613,333 Class A Ordinary Shares was issued to the reporting person.

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