Frank C. Herringer - 28 Apr 2026 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
29 Apr 2026, 19:39:17 UTC
Prior SEC filing
02 Apr 2026
Next SEC filing
27 May 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ P. Blake Allen, Attorney-in-fact

Key filing fact

Frank C. Herringer filed Form 4 for SCHWAB CHARLES CORP (SCHW) on 29 Apr 2026.

Key facts

  • This page summarizes Frank C. Herringer's Form 4 filing for SCHWAB CHARLES CORP (SCHW).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 29 Apr 2026, 19:39.

Change

  • Previous filing in this sequence was filed on 02 Apr 2026.
  • Current net transaction value: -$228,314.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001171694 Primary reporting owner

HERRINGER FRANK C

Relationship
Director
Address
3000 SCHWAB WAY, WESTLAKE
Signature
/s/ P. Blake Allen, Attorney-in-fact
Signature date
29 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SCHW transaction

Common Stock

Options Exercise

Transaction value
Shares
+7,866
Change %
+281%
Price
$28.96*
Shares after
10,666
Date
28 Apr 2026
Ownership
Direct
Footnotes
F1
SCHW transaction

Common Stock

Sale

Transaction value
$228,314
Shares
-2,520
Change %
-1.4%
Price
$90.60
Shares after
177,508
Date
28 Apr 2026
Ownership
by Trust
Footnotes
F1, F2
SCHW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,625
Date
28 Apr 2026
Ownership
By Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SCHW transaction Derivative

Nonqualified Stock Option (right to buy)

Options Exercise

Transaction value
Shares
-7,866
Change %
-100%
Price
$0.000000*
Shares after
0
Date
28 Apr 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,866
Exercise price
$28.96
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $90.60 to $90.615. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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