Phil E. Mulacek - 31 Dec 2025 Form 5 Insider Report for EMPIRE PETROLEUM CORP (EP)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
5
Accepted by SEC
28 Apr 2026, 15:31:13 UTC
Prior SEC filing
31 Dec 2025
Next SEC filing
23 Feb 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Phil E. Mulacek

Key filing fact

Phil E. Mulacek filed Form 5 for EMPIRE PETROLEUM CORP (EP) on 28 Apr 2026.

Key facts

  • This page summarizes Phil E. Mulacek's Form 5 filing for EMPIRE PETROLEUM CORP (EP).
  • 15 reported transactions and 10 derivative rows are listed below.
  • Accepted by SEC: 28 Apr 2026, 15:31.

Change

  • Previous filing in this sequence was filed on 31 Dec 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reporting Owners (1)

CIK 0001670677 Primary reporting owner

Mulacek Phil E

Relationship
Director, 10%+ Owner
Address
25025 I 45 NORTH, SUITE 420, THE WOODLANDS
Signature
/s/ Phil E. Mulacek
Signature date
28 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EP transaction

Common Stock

Options Exercise

Transaction value
Shares
+135,135
Change %
+2.2%
Price
Shares after
6,308,069
Date
19 Sep 2025
Ownership
Direct
Footnotes
F1, F2
EP transaction

Common Stock

Options Exercise

Transaction value
Shares
+35,402
Change %
+4.3%
Price
Shares after
852,664
Date
19 Sep 2025
Ownership
By Petroleum Independent & Exploration LLC
Footnotes
F1, F2
EP transaction

Common Stock

Options Exercise

Transaction value
Shares
+14,326
Change %
+2.7%
Price
Shares after
540,626
Date
19 Sep 2025
Ownership
By Big Red Revocable Trust
Footnotes
F1, F2
EP transaction

Common Stock

Options Exercise

Transaction value
Shares
+48,166
Change %
+9.9%
Price
Shares after
533,368
Date
19 Sep 2025
Ownership
By Five Sterling LP
Footnotes
F1, F2
EP transaction

Common Stock

Options Exercise

Transaction value
Shares
+570
Change %
+1.3%
Price
Shares after
43,403
Date
19 Sep 2025
Ownership
By spouse
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EP transaction Derivative

Subscription Rights (right to buy)

Options Exercise

Transaction value
Shares
-5,309,896
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Sep 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
Exercise price
$0.0737
Footnotes
F2, F3
EP transaction Derivative

Subscription Rights (right to buy)

Options Exercise

Transaction value
Shares
-817,262
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Sep 2025
Ownership
By Petroleum Independent & Exploration LLC
Underlying class
Common Stock
Underlying amount
Exercise price
$0.0737
Footnotes
F2, F3
EP transaction Derivative

Subscription Rights (right to buy)

Options Exercise

Transaction value
Shares
-526,300
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Sep 2025
Ownership
By Big Red Revocable Trust
Underlying class
Common Stock
Underlying amount
Exercise price
$0.0737
Footnotes
F2, F3
EP transaction Derivative

Subscription Rights (right to buy)

Options Exercise

Transaction value
Shares
-485,202
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Sep 2025
Ownership
By Five Sterling LP
Underlying class
Common Stock
Underlying amount
Exercise price
$0.0737
Footnotes
F2, F3
EP transaction Derivative

Subscription Rights (right to buy)

Options Exercise

Transaction value
Shares
-42,833
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Sep 2025
Ownership
By spouse
Underlying class
Common Stock
Underlying amount
Exercise price
$0.0737
Footnotes
F2, F3
EP transaction Derivative

Common Stock Warrant (right to buy)

Options Exercise

Transaction value
Shares
-132,162
Change %
-50%
Price
Shares after
132,162
Date
19 Sep 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
Exercise price
$5.46
Footnotes
F2, F3
EP transaction Derivative

Common Stock Warrant (right to buy)

Options Exercise

Transaction value
Shares
-34,623
Change %
-50%
Price
Shares after
34,623
Date
19 Sep 2025
Ownership
By Petroleum Independent & Exploration LLC
Underlying class
Common Stock
Underlying amount
Exercise price
$5.46
Footnotes
F2, F3
EP transaction Derivative

Common Stock Warrant (right to buy)

Options Exercise

Transaction value
Shares
-14,010
Change %
-50%
Price
Shares after
14,010
Date
19 Sep 2025
Ownership
By Big Red Revocable Trust
Underlying class
Common Stock
Underlying amount
Exercise price
$5.46
Footnotes
F2, F3
EP transaction Derivative

Common Stock Warrant (right to buy)

Options Exercise

Transaction value
Shares
-47,106
Change %
-50%
Price
Shares after
47,106
Date
19 Sep 2025
Ownership
By Five Sterling LP
Underlying class
Common Stock
Underlying amount
Exercise price
$5.46
Footnotes
F2, F3
EP transaction Derivative

Common Stock Warrant (right to buy)

Options Exercise

Transaction value
Shares
-557
Change %
-50%
Price
Shares after
557
Date
19 Sep 2025
Ownership
By spouse
Underlying class
Common Stock
Underlying amount
Exercise price
$5.46
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares of the Issuer's common stock purchased by the reporting person following the exercise of subscription rights, including over-subscription rights, pursuant to the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement dated July 10, 2025, as supplemented by the Issuer's prospectus supplements dated July 24, 2025, July 25, 2025 and August 19, 2025 (the "Rights Offering").

Footnote F2

Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share.

Footnote F3

Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .